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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
576
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$562K 0.02%
16,563
+9,304
+128% +$326K
TGTX icon
577
TG Therapeutics
TGTX
$8.4B
$561K 0.02%
37,275
+18,625
+100% +$283K
SDOG icon
578
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$559K 0.02%
10,907
+4
+0% +$211
CMI icon
579
Cummins
CMI
$88.5B
$557K 0.02%
2,325
+887
+62% +$217K
IWX icon
580
iShares Russell Top 200 Value ETF
IWX
$3.97B
$557K 0.02%
8,551
-24,282
-74% -$1.59M
USAI icon
581
Pacer American Energy Infrastructure ETF
USAI
$126M
$556K 0.02%
21,365
+6,848
+47% +$183K
IEUR icon
582
iShares Core MSCI Europe ETF
IEUR
$8.82B
$552K 0.02%
+10,535
New +$539K
INSP icon
583
Inspire Medical Systems
INSP
$1.5B
$551K 0.02%
2,355
+95
+4% +$24K
AON icon
584
Aon
AON
$81.4B
$545K 0.02%
1,727
– –
NANR icon
585
State Street SPDR S&P North American Natural Resources ETF
NANR
$741M
$542K 0.02%
10,113
+1,263
+14% +$68.7K
AAL icon
586
American Airlines Group
AAL
$10.2B
$540K 0.02%
36,603
+1,201
+3% +$18.7K
ILMN icon
587
Illumina
ILMN
$29.2B
$539K 0.02%
2,383
+442
+23% +$90.5K
IEZ icon
588
iShares US Oil Equipment & Services ETF
IEZ
$350M
$536K 0.02%
27,736
+2,208
+9% +$47K
FTA icon
589
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$534K 0.02%
8,034
+1,480
+23% +$101K
CSX icon
590
CSX Corp
CSX
$94.2B
$534K 0.02%
17,816
+2,386
+15% +$73.3K
XMMO icon
591
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
$533K 0.02%
7,056
+155
+2% +$11.9K
KMT icon
592
Kennametal
KMT
$2.71B
$532K 0.02%
19,275
+5,775
+43% +$159K
VXF icon
593
Vanguard Extended Market ETF
VXF
$30.5B
$529K 0.02%
3,773
-1,376
-27% -$195K
FXD icon
594
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$526K 0.02%
+10,125
New +$531K
MHF
595
Western Asset Municipal High Income Fund
MHF
$151M
$525K 0.02%
78,762
-935
-1% -$6.12K
STNE icon
596
StoneCo
STNE
$2.71B
$522K 0.02%
54,686
-1,050
-2% -$10K
CLM icon
597
Cornerstone Strategic Value Fund
CLM
$2.2B
$522K 0.02%
68,021
+3,525
+5% +$27.4K
TAK icon
598
Takeda Pharmaceutical
TAK
$56B
$521K 0.02%
+31,588
New +$503K
VT icon
599
Vanguard Total World Stock ETF
VT
$76.3B
$520K 0.02%
+5,652
New +$512K
DAL icon
600
Delta Air Lines
DAL
$58.8B
$520K 0.02%
14,890
+975
+7% +$36.2K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.