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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
551
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$283K 0.02%
18,711
+333
+2% +$4.85K
HAL icon
552
Halliburton
HAL
$26.1B
$282K 0.02%
14,930
+8,170
+121% +$127K
CDW icon
553
CDW
CDW
$18.9B
$279K 0.02%
2,114
+569
+37% +$74.5K
ISRG icon
554
Intuitive Surgical
ISRG
$127B
$279K 0.02%
1,023
+384
+60% +$95.3K
YUM icon
555
Yum! Brands
YUM
$41.9B
$279K 0.02%
2,581
-3,281
-56% -$335K
FEMB icon
556
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$278K 0.02%
7,293
– –
KR icon
557
Kroger
KR
$36.7B
$278K 0.02%
8,736
+1,246
+17% +$40.4K
DDD icon
558
3D Systems Corp
DDD
$405M
$277K 0.02%
26,450
-7,750
-23% -$63K
FEX icon
559
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$277K 0.02%
3,756
+1,857
+98% +$128K
FPEI icon
560
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$275K 0.02%
13,473
-1,899
-12% -$37.7K
EMLP icon
561
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$274K 0.02%
13,032
+6,213
+91% +$129K
EXAS
562
DELISTED
Exact Sciences
EXAS
$274K 0.02%
2,069
-984
-32% -$119K
PDBC icon
563
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$272K 0.02%
17,763
+17,274
+3,533% +$246K
AFSM icon
564
First Trust Active Factor Small Cap ETF
AFSM
$116M
$269K 0.02%
12,163
+7,287
+149% +$147K
TWLO icon
565
Twilio
TWLO
$28.6B
$267K 0.02%
787
+547
+228% +$171K
NEAR icon
566
iShares Short Maturity Bond ETF
NEAR
$4.82B
$266K 0.02%
5,316
+4,536
+582% +$227K
UFOX
567
Defiance Space and Connective Tech ETF
UFOX
$795M
$266K 0.02%
7,928
+6,928
+693% +$216K
ORCL icon
568
Oracle
ORCL
$339B
$265K 0.02%
4,093
+2,590
+172% +$154K
CRNC icon
569
Cerence
CRNC
$359M
$262K 0.02%
2,605
+1,824
+234% +$136K
EFV icon
570
iShares MSCI EAFE Value ETF
EFV
$28.3B
$262K 0.02%
5,536
+1,029
+23% +$45.4K
IDNA icon
571
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$262K 0.02%
5,702
+5,577
+4,462% +$241K
SCHF icon
572
Schwab International Equity ETF
SCHF
$64.9B
$262K 0.02%
+14,542
New +$245K
DWX icon
573
State Street SPDR S&P International Dividend ETF
DWX
$529M
$261K 0.02%
7,129
– –
INTU icon
574
Intuit
INTU
$91.1B
$260K 0.02%
683
+433
+173% +$152K
KHC icon
575
Kraft Heinz
KHC
$32.8B
$260K 0.02%
7,503
+7,479
+31,163% +$243K
21 22
23
24 25

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.