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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
526
Transocean
RIG
$5.88B
$911K 0.03%
170,315
+11,455
+7% +$66.2K
YUM icon
527
Yum! Brands
YUM
$40.9B
$909K 0.03%
6,859
+273
+4% +$37.6K
VTWO icon
528
Vanguard Russell 2000 ETF
VTWO
$17.4B
$907K 0.03%
11,062
+460
+4% +$37.6K
IYM icon
529
iShares US Basic Materials ETF
IYM
$1.13B
$907K 0.03%
6,476
+339
+6% +$48.8K
TEVA icon
530
Teva Pharmaceuticals
TEVA
$36.2B
$904K 0.03%
55,649
-20,568
-27% -$317K
MXI icon
531
iShares Global Materials ETF
MXI
$336M
$899K 0.03%
10,588
+177
+2% +$15.6K
DVN icon
532
Devon Energy
DVN
$50.3B
$899K 0.03%
18,946
-750
-4% -$37.3K
DLTR icon
533
Dollar Tree
DLTR
$23.9B
$897K 0.02%
8,400
-214
-2% -$25.3K
JXN icon
534
Jackson Financial
JXN
$8.43B
$896K 0.02%
12,071
-215
-2% -$15.4K
RRX icon
535
Regal Rexnord
RRX
$13.8B
$896K 0.02%
6,629
+320
+5% +$49.8K
SDOG icon
536
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$896K 0.02%
16,956
-55
-0.3% -$2.92K
YPF icon
537
YPF
YPF
$19.9B
$892K 0.02%
44,315
-38,856
-47% -$835K
TRGP icon
538
Targa Resources
TRGP
$58.2B
$891K 0.02%
6,917
+4,372
+172% +$512K
MUB icon
539
iShares National Muni Bond ETF
MUB
$45.2B
$889K 0.02%
8,337
-647
-7% -$68.9K
JKHY icon
540
Jack Henry & Associates
JKHY
$11B
$886K 0.02%
5,334
-12
-0.2% -$1.99K
EOG icon
541
EOG Resources
EOG
$75.5B
$878K 0.02%
6,975
-47
-0.7% -$6.03K
XCEM icon
542
Columbia EM Core ex-China ETF
XCEM
$1.9B
$876K 0.02%
27,446
+1,678
+7% +$52.1K
UNL icon
543
United States 12 Month Natural Gas Fund
UNL
$13.6M
$874K 0.02%
105,819
-4,182
-4% -$34.5K
CNC icon
544
Centene
CNC
$31.8B
$873K 0.02%
13,174
-22,075
-63% -$1.61M
ICE icon
545
Intercontinental Exchange
ICE
$83.6B
$867K 0.02%
6,331
+547
+9% +$73.5K
LDUR icon
546
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$861K 0.02%
9,084
-834
-8% -$78.7K
TMUS icon
547
T-Mobile US
TMUS
$193B
$859K 0.02%
4,877
+102
+2% +$17.1K
XLP icon
548
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$846K 0.02%
11,050
-1,676
-13% -$128K
CMS icon
549
CMS Energy
CMS
$22.9B
$844K 0.02%
14,173
+3,371
+31% +$204K
PPL
550
PPL Corp
PPL
$27B
$842K 0.02%
30,435
+3,306
+12% +$92.8K
20 21
22
23 24

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.