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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
526
Hershey
HSY
$37.3B
$314K 0.02%
2,060
+2,010
+4,020% +$297K
IFRA icon
527
iShares US Infrastructure ETF
IFRA
$4.45B
$314K 0.02%
10,483
-2,280
-18% -$63.7K
LDP icon
528
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$314K 0.02%
+11,800
New +$290K
TER icon
529
Teradyne
TER
$50B
$314K 0.02%
2,618
-931
-26% -$95.1K
FXA icon
530
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.4M
$311K 0.02%
+4,048
New +$295K
QCLN icon
531
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$569M
$311K 0.02%
+4,418
New +$252K
IPKW icon
532
Invesco International BuyBack Achievers ETF
IPKW
$543M
$309K 0.02%
8,042
-12,523
-61% -$440K
USA icon
533
Liberty All-Star Equity Fund
USA
$1.78B
$307K 0.02%
44,544
-2,898
-6% -$18.6K
FMHI icon
534
First Trust Municipal High Income ETF
FMHI
$991M
$305K 0.02%
5,691
+5,031
+762% +$264K
EDIT icon
535
Editas Medicine
EDIT
$399M
$304K 0.02%
+4,334
New +$178K
FXN icon
536
First Trust Energy AlphaDEX Fund
FXN
$379M
$304K 0.02%
38,367
+36,391
+1,842% +$249K
ARTY
537
iShares Future AI & Tech ETF
ARTY
$3.21B
$302K 0.02%
7,592
+6,014
+381% +$219K
FITB
538
Fifth Third Bancorp
FITB
$51.3B
$300K 0.02%
10,852
+119
+1% +$3K
EBAY icon
539
eBay
EBAY
$51.2B
$298K 0.02%
5,921
+1,080
+22% +$55.1K
FIS icon
540
Fidelity National Information Services
FIS
$24.2B
$297K 0.02%
2,099
+681
+48% +$97.2K
FTXR icon
541
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
$297K 0.02%
+10,570
New +$276K
EFX icon
542
Equifax
EFX
$22B
$296K 0.02%
1,534
+1,500
+4,412% +$252K
SPG icon
543
Simon Property Group
SPG
$76.4B
$295K 0.02%
+3,456
New +$264K
FSK icon
544
FS KKR Capital
FSK
$3.01B
$293K 0.02%
17,708
-2,142
-11% -$35.6K
PTF icon
545
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$288K 0.02%
6,150
+2,655
+76% +$111K
APPN icon
546
Appian
APPN
$2.11B
$287K 0.02%
1,775
-1,880
-51% -$211K
WRB icon
547
W.R. Berkley
WRB
$28.1B
$287K 0.02%
+9,718
New +$280K
USIG icon
548
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$286K 0.02%
4,616
+1,569
+51% +$96.1K
ZLAB icon
549
Zai Lab
ZLAB
$2.07B
$286K 0.02%
+2,110
New +$215K
CFR icon
550
Cullen/Frost Bankers
CFR
$10.5B
$285K 0.02%
3,264
-61
-2% -$4.79K
20 21
22
23 24

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.