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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCOW icon
501
Pacer Global Cash Cows Dividend ETF
GCOW
$3.34B
$997K 0.03%
29,548
+421
+1% +$14.6K
MSTR icon
502
Strategy Inc
MSTR
$35.6B
$996K 0.03%
+7,230
New +$1.04M
PSI icon
503
Invesco Semiconductors ETF
PSI
$2.29B
$993K 0.03%
15,805
+9,729
+160% +$561K
OEF icon
504
iShares S&P 100 ETF
OEF
$19.7B
$991K 0.03%
3,751
-19
-0.5% -$4.75K
DHR icon
505
Danaher
DHR
$137B
$983K 0.03%
3,934
+241
+7% +$60.9K
FXO icon
506
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$983K 0.03%
21,230
-870
-4% -$40.1K
EES icon
507
WisdomTree US SmallCap Earnings Fund
EES
$719M
$982K 0.03%
20,828
+60
+0.3% +$2.87K
PAA icon
508
Plains All American Pipeline
PAA
$17.2B
$982K 0.03%
54,992
+1,441
+3% +$25.2K
XYL icon
509
Xylem
XYL
$28.7B
$977K 0.03%
7,206
+523
+8% +$71.2K
DINT icon
510
Davis Select International ETF
DINT
$283M
$976K 0.03%
49,091
+57
+0.1% +$1.16K
TT icon
511
Trane Technologies
TT
$105B
$975K 0.03%
2,963
-88
-3% -$28K
DDOG icon
512
Datadog
DDOG
$90.7B
$967K 0.03%
7,457
+498
+7% +$60.2K
DSEP icon
513
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$964K 0.03%
24,653
– –
PRU icon
514
Prudential Financial
PRU
$42.1B
$955K 0.03%
8,148
+361
+5% +$41.7K
PPA icon
515
Invesco Aerospace & Defense ETF
PPA
$8.35B
$944K 0.03%
9,176
-118
-1% -$12.1K
VDC icon
516
Vanguard Consumer Staples ETF
VDC
$7.97B
$935K 0.03%
4,606
+689
+18% +$140K
DFAS icon
517
Dimensional US Small Cap ETF
DFAS
$15.3B
$933K 0.03%
15,532
– –
HISF icon
518
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$932K 0.03%
21,288
– –
IHDG icon
519
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.21B
$931K 0.03%
20,418
+20
+0.1% +$911
VAW icon
520
Vanguard Materials ETF
VAW
$3B
$930K 0.03%
4,826
+41
+0.9% +$8.14K
KMB icon
521
Kimberly-Clark
KMB
$36.9B
$930K 0.03%
6,719
+1,771
+36% +$237K
KYN icon
522
Kayne Anderson Energy Infrastructure Fund
KYN
$2.46B
$922K 0.03%
89,252
+207
+0.2% +$2.04K
SYY icon
523
Sysco
SYY
$40B
$921K 0.03%
12,898
-114
-0.9% -$8.52K
TIP icon
524
iShares TIPS Bond ETF
TIP
$14.5B
$920K 0.03%
8,615
-1,477
-15% -$157K
GM icon
525
General Motors
GM
$77B
$920K 0.03%
19,802
+1,991
+11% +$89.9K
19 20
21
22 23

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.