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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNO icon
501
United States Brent Oil Fund
BNO
$782M
$340K 0.02%
26,400
– –
KMI icon
502
Kinder Morgan
KMI
$70.9B
$340K 0.02%
24,879
+4,318
+21% +$57.8K
PWV icon
503
Invesco Large Cap Value ETF
PWV
$1.68B
$338K 0.02%
8,786
+7,661
+681% +$278K
RFEM icon
504
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$75.3M
$338K 0.02%
+4,890
New +$318K
ELV icon
505
Elevance Health
ELV
$81.5B
$337K 0.02%
1,045
+1,034
+9,400% +$317K
SMG icon
506
ScottsMiracle-Gro
SMG
$4.09B
$335K 0.02%
1,682
+1,583
+1,599% +$271K
EFR
507
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$334K 0.02%
+26,225
New +$328K
IDV icon
508
iShares International Select Dividend ETF
IDV
$8.31B
$333K 0.02%
11,304
+4,894
+76% +$134K
IWX icon
509
iShares Russell Top 200 Value ETF
IWX
$3.92B
$333K 0.02%
5,756
– –
ROL icon
510
Rollins
ROL
$18.6B
$332K 0.02%
8,512
+6,959
+448% +$270K
CHRW icon
511
C.H. Robinson
CHRW
$20.5B
$331K 0.02%
3,530
+3,260
+1,207% +$311K
PGX icon
512
Invesco Preferred ETF
PGX
$3.79B
$330K 0.02%
21,664
+800
+4% +$12K
PII icon
513
Polaris
PII
$3.83B
$329K 0.02%
3,454
+3,434
+17,170% +$329K
RDS.A
514
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$328K 0.02%
9,344
+7,592
+433% +$237K
IJT icon
515
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$326K 0.02%
2,854
+1,238
+77% +$126K
RFUN
516
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$326K 0.02%
12,658
+9,708
+329% +$247K
EOT
517
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$325K 0.02%
+15,862
New +$326K
PRU icon
518
Prudential Financial
PRU
$42.6B
$324K 0.02%
4,138
+1,366
+49% +$98.7K
RNP icon
519
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$323K 0.02%
14,158
+10,825
+325% +$231K
GSK icon
520
GSK
GSK
$107B
$322K 0.02%
6,983
+4,684
+204% +$215K
SWK icon
521
Stanley Black & Decker
SWK
$14.5B
$320K 0.02%
1,790
+1,721
+2,494% +$305K
CI icon
522
Cigna
CI
$78.4B
$319K 0.02%
1,534
+1,407
+1,108% +$276K
EMB icon
523
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$319K 0.02%
2,759
+1,723
+166% +$195K
ASND icon
524
Ascendis Pharma A/S
ASND
$16.5B
$318K 0.02%
1,904
-599
-24% -$99.1K
BSX icon
525
Boston Scientific
BSX
$68.4B
$317K 0.02%
8,820
+4,738
+116% +$171K
19 20
21
22 23

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.