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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$324B
$22.7M 0.63%
183,631
+41,816
+29% +$5.39M
PDP icon
27
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$21.3M 0.59%
217,935
-16,965
-7% -$1.63M
VUG icon
28
Vanguard Growth ETF
VUG
$216B
$21M 0.58%
336,858
-22,980
-6% -$1.34M
CVX icon
29
Chevron
CVX
$388B
$20.9M 0.58%
133,892
+1,240
+0.9% +$198K
LLY icon
30
Eli Lilly
LLY
$1.07T
$20.8M 0.58%
22,987
+3,100
+16% +$2.48M
BUFR icon
31
FT Vest Fund of Buffer ETFs
BUFR
$10B
$20.2M 0.56%
700,132
+379,853
+119% +$10.7M
WMT icon
32
Walmart Inc
WMT
$871B
$20M 0.56%
295,898
+1,934
+0.7% +$122K
GOOG icon
33
Alphabet (Google) Class C
GOOG
$3.9T
$20M 0.56%
108,925
-356
-0.3% -$60.6K
MOAT icon
34
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$19.9M 0.55%
229,404
+2,097
+0.9% +$182K
IWF icon
35
iShares Russell 1000 Growth ETF
IWF
$122B
$19.3M 0.54%
211,540
+85,548
+68% +$7.3M
TLT icon
36
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$19M 0.53%
207,270
+29,458
+17% +$2.68M
META icon
37
Meta Platforms (Facebook)
META
$1.51T
$19M 0.53%
37,587
+5,973
+19% +$2.9M
CGDV icon
38
Capital Group Dividend Value ETF
CGDV
$36.6B
$18.9M 0.53%
573,294
+177,804
+45% +$5.79M
SDVY icon
39
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$18.3M 0.51%
547,146
-114,165
-17% -$3.84M
IYW icon
40
iShares US Technology ETF
IYW
$23.7B
$17.8M 0.5%
118,467
+2,185
+2% +$302K
GLD icon
41
SPDR Gold Trust
GLD
$131B
$17.6M 0.49%
81,901
+5,206
+7% +$1.13M
SPLV icon
42
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$17.4M 0.48%
267,138
-20,350
-7% -$1.32M
IYJ icon
43
iShares US Industrials ETF
IYJ
$1.98B
$17M 0.47%
142,387
+13,639
+11% +$1.66M
LMBS icon
44
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$16.6M 0.46%
345,465
+119,898
+53% +$5.76M
PEP icon
45
PepsiCo
PEP
$186B
$16.3M 0.45%
98,851
+3,610
+4% +$623K
COST icon
46
Costco
COST
$415B
$16.3M 0.45%
19,151
+955
+5% +$745K
HD icon
47
Home Depot
HD
$332B
$15.4M 0.43%
44,740
+6,177
+16% +$2.11M
VOO icon
48
Vanguard S&P 500 ETF
VOO
$968B
$15.2M 0.42%
30,278
-4,634
-13% -$2.23M
VTI icon
49
Vanguard Total Stock Market ETF
VTI
$654B
$14.7M 0.41%
54,894
+10,782
+24% +$2.79M
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.07T
$14.6M 0.41%
35,807
+2,483
+7% +$1.01M
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.