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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
26
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$19.5M 0.65%
437,885
+70,578
+19% +$3.01M
GOOG icon
27
Alphabet (Google) Class C
GOOG
$3.9T
$19M 0.63%
135,133
+4,417
+3% +$599K
SPLV icon
28
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$19M 0.63%
303,514
-88,669
-23% -$5.34M
CVX icon
29
Chevron
CVX
$388B
$18.9M 0.62%
126,478
+35,242
+39% +$5.33M
VOO icon
30
Vanguard S&P 500 ETF
VOO
$968B
$18M 0.6%
41,160
+24,362
+145% +$9.97M
TLT icon
31
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$17.5M 0.58%
177,424
-775
-0.4% -$70K
SDVY icon
32
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$17.5M 0.58%
533,298
-83,226
-13% -$2.43M
PEP icon
33
PepsiCo
PEP
$186B
$16.6M 0.55%
97,693
+2,045
+2% +$339K
GOOGL icon
34
Alphabet (Google) Class A
GOOGL
$3.91T
$16.4M 0.54%
117,651
+12,424
+12% +$1.67M
MOAT icon
35
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$15.8M 0.52%
186,365
+40,004
+27% +$3.11M
FPE icon
36
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$15.7M 0.52%
932,967
+342,258
+58% +$5.52M
WMT icon
37
Walmart Inc
WMT
$871B
$14.9M 0.49%
283,287
+8,835
+3% +$467K
JNJ icon
38
Johnson & Johnson
JNJ
$635B
$14.1M 0.47%
90,167
-3,444
-4% -$528K
AGG icon
39
iShares Core US Aggregate Bond ETF
AGG
$138B
$14M 0.46%
141,333
-47,083
-25% -$4.48M
UNH icon
40
UnitedHealth
UNH
$382B
$14M 0.46%
26,574
+455
+2% +$243K
FVC icon
41
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$13.8M 0.46%
420,326
+313,665
+294% +$9.85M
MCD icon
42
McDonald's
MCD
$188B
$13.6M 0.45%
45,917
+1,987
+5% +$541K
MRK icon
43
Merck
MRK
$324B
$13.2M 0.44%
120,958
+9,359
+8% +$971K
HD icon
44
Home Depot
HD
$332B
$13.1M 0.43%
37,734
+584
+2% +$181K
META icon
45
Meta Platforms (Facebook)
META
$1.51T
$12.1M 0.4%
34,065
+2,303
+7% +$750K
IYW icon
46
iShares US Technology ETF
IYW
$23.7B
$11.9M 0.4%
97,214
+2,721
+3% +$308K
CSCO icon
47
Cisco
CSCO
$450B
$11.8M 0.39%
234,545
-11,685
-5% -$597K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.07T
$11.8M 0.39%
32,992
-303
-0.9% -$106K
COST icon
49
Costco
COST
$415B
$11.7M 0.39%
17,722
-809
-4% -$479K
IYJ icon
50
iShares US Industrials ETF
IYJ
$1.98B
$11.6M 0.39%
101,857
+3,096
+3% +$324K
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.