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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFV icon
26
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$6.68M 0.46%
300,414
+292,179
+3,548% +$5.98M
RSP icon
27
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$6.67M 0.46%
52,332
+34,555
+194% +$4.11M
IJR icon
28
iShares Core S&P Small-Cap ETF
IJR
$109B
$6.56M 0.45%
71,395
+46,555
+187% +$3.82M
GOOG icon
29
Alphabet (Google) Class C
GOOG
$3.9T
$6.49M 0.45%
+74,140
New +$6.25M
META icon
30
Meta Platforms (Facebook)
META
$1.51T
$6.47M 0.45%
23,673
+23,143
+4,367% +$6.34M
NEE icon
31
NextEra Energy
NEE
$187B
$6.42M 0.44%
83,233
+83,093
+59,352% +$6.22M
BLK icon
32
Blackrock
BLK
$164B
$6.3M 0.43%
8,729
+8,684
+19,298% +$5.76M
PEP icon
33
PepsiCo
PEP
$186B
$6.1M 0.42%
41,153
+41,059
+43,680% +$5.84M
HD icon
34
Home Depot
HD
$332B
$6.08M 0.42%
22,886
+22,654
+9,765% +$6.23M
USMV icon
35
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$6.04M 0.42%
89,047
+27,550
+45% +$1.81M
CRM icon
36
Salesforce
CRM
$134B
$5.88M 0.41%
26,440
+25,855
+4,420% +$6.29M
V icon
37
Visa
V
$677B
$5.79M 0.4%
26,452
+24,048
+1,000% +$4.92M
LMT icon
38
Lockheed Martin
LMT
$134B
$5.79M 0.4%
16,290
+11,433
+235% +$4.2M
FXO icon
39
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$5.72M 0.39%
+166,830
New +$5.11M
RFDA icon
40
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$5.6M 0.39%
146,235
+10,499
+8% +$383K
CSCO icon
41
Cisco
CSCO
$450B
$5.56M 0.38%
124,296
+82,262
+196% +$3.38M
ABT icon
42
Abbott
ABT
$180B
$5.53M 0.38%
+50,527
New +$5.49M
FPX icon
43
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.43M 0.37%
45,912
+45,437
+9,566% +$4.92M
LOW icon
44
Lowe's Companies
LOW
$116B
$5.38M 0.37%
33,514
+28,937
+632% +$4.7M
RFCI icon
45
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$5.36M 0.37%
+204,630
New +$5.34M
PFF icon
46
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.22M 0.36%
135,453
+129,128
+2,042% +$4.82M
IYC icon
47
iShares US Consumer Discretionary ETF
IYC
$1.12B
$5.21M 0.36%
73,925
+393
+0.5% +$26.1K
BIV icon
48
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.12M 0.35%
55,085
+54,879
+26,640% +$5.11M
MO icon
49
Altria Group
MO
$122B
$5.06M 0.35%
123,461
+118,704
+2,495% +$4.77M
PYPL icon
50
PayPal
PYPL
$49.5B
$5.06M 0.35%
21,613
+18,043
+505% +$3.74M
1
2
3 4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.