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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
26
Vanguard Mid-Cap Value ETF
VOE
$23.4B
$2.88M 0.64%
32,996
+1,795
+6% +$146K
PIZ icon
27
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$2.77M 0.62%
120,337
-6,701
-5% -$148K
XOM icon
28
ExxonMobil
XOM
$653B
$2.53M 0.56%
30,300
+2,888
+11% +$231K
PGF icon
29
Invesco Financial Preferred ETF
PGF
$675M
$2.38M 0.53%
126,663
+4,550
+4% +$84.2K
FDL icon
30
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.59B
$2.37M 0.53%
92,452
+65,749
+246% +$1.59M
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.1B
$2.37M 0.53%
28,272
-2,060
-7% -$160K
BSJI
32
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.26M 0.5%
93,650
+54,050
+136% +$1.27M
SPY icon
33
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$2.22M 0.49%
10,799
+3,682
+52% +$718K
GG
34
DELISTED
Goldcorp Inc
GG
$2.16M 0.48%
133,160
+3,880
+3% +$53.9K
AMLP icon
35
Alerian MLP ETF
AMLP
$13B
$2.14M 0.48%
39,248
-4,855
-11% -$247K
VBR icon
36
Vanguard Small-Cap Value ETF
VBR
$36.7B
$1.92M 0.43%
18,792
+1,057
+6% +$99.5K
SO icon
37
Southern Company
SO
$108B
$1.9M 0.42%
36,728
+13,929
+61% +$679K
FTSM icon
38
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.83M 0.41%
30,676
+20,881
+213% +$1.25M
QQQ icon
39
Invesco QQQ Trust
QQQ
$459B
$1.83M 0.41%
16,767
-8,086
-33% -$840K
NFLX icon
40
Netflix
NFLX
$288B
$1.82M 0.41%
178,160
-73,190
-29% -$718K
SHV icon
41
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.82M 0.41%
16,490
-7,664
-32% -$845K
MSFT icon
42
Microsoft
MSFT
$2.83T
$1.81M 0.4%
32,695
-2,366
-7% -$124K
ETP
43
DELISTED
Energy Transfer Partners L.p.
ETP
$1.79M 0.4%
55,453
+3,311
+6% +$92.3K
BIV icon
44
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.76M 0.39%
+20,436
New +$1.73M
BAC icon
45
Bank of America
BAC
$430B
$1.72M 0.38%
127,351
+91,843
+259% +$1.24M
NS
46
DELISTED
NuStar Energy L.P.
NS
$1.67M 0.37%
41,415
+1,630
+4% +$56.8K
SDIV icon
47
Global X SuperDividend ETF
SDIV
$1.21B
$1.5M 0.33%
24,837
+985
+4% +$55.3K
JNJ icon
48
Johnson & Johnson
JNJ
$623B
$1.5M 0.33%
13,906
+451
+3% +$46.7K
JPS
49
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.48M 0.33%
164,189
+23,913
+17% +$214K
GE icon
50
GE Aerospace
GE
$361B
$1.43M 0.32%
9,409
+1,244
+15% +$176K
1
2
3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.