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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$183B
$2.48M 0.63%
57,583
+10,887
+23% +$502K
PIE icon
27
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$2.43M 0.61%
158,237
-21,532
-12% -$357K
VNQ icon
28
Vanguard Real Estate ETF
VNQ
$39.1B
$2.34M 0.59%
30,979
+1,308
+4% +$100K
BSJH
29
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.24M 0.57%
88,260
-1,885
-2% -$49K
PGF icon
30
Invesco Financial Preferred ETF
PGF
$674M
$2.13M 0.54%
116,363
-955
-0.8% -$17.5K
XOM icon
31
ExxonMobil
XOM
$650B
$1.96M 0.5%
26,918
+9,026
+50% +$695K
NS
32
DELISTED
NuStar Energy L.P.
NS
$1.91M 0.48%
42,660
+4,867
+13% +$257K
PAA icon
33
Plains All American Pipeline
PAA
$17.4B
$1.9M 0.48%
62,403
+16,585
+36% +$606K
GG
34
DELISTED
Goldcorp Inc
GG
$1.88M 0.48%
150,412
-50,900
-25% -$712K
VBR icon
35
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.72M 0.43%
17,737
+981
+6% +$102K
F icon
36
Ford
F
$56.4B
$1.7M 0.43%
125,527
-19,507
-13% -$279K
SYY icon
37
Sysco
SYY
$39.1B
$1.64M 0.41%
41,994
+17,172
+69% +$655K
MSFT icon
38
Microsoft
MSFT
$2.83T
$1.43M 0.36%
33,326
+833
+3% +$37.4K
PSEC icon
39
Prospect Capital
PSEC
$1.06B
$1.41M 0.36%
197,972
-10,940
-5% -$81.5K
SDIV icon
40
Global X SuperDividend ETF
SDIV
$1.21B
$1.41M 0.36%
23,885
+201
+0.8% +$12.7K
JNJ icon
41
Johnson & Johnson
JNJ
$624B
$1.37M 0.35%
14,993
-1,750
-10% -$169K
SSO icon
42
ProShares Ultra S&P500
SSO
$7.82B
$1.36M 0.34%
+195,880
New +$1.53M
JPS
43
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.25M 0.32%
+143,350
New +$1.29M
QQQ icon
44
Invesco QQQ Trust
QQQ
$460B
$1.24M 0.31%
12,204
-14,071
-54% -$1.51M
AMZN icon
45
Amazon
AMZN
$2.51T
$1.2M 0.3%
51,060
+33,220
+186% +$840K
FXG icon
46
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.2M 0.3%
28,502
+6,050
+27% +$267K
FRI icon
47
First Trust S&P REIT Index Fund
FRI
$191M
$1.19M 0.3%
57,037
-6,133
-10% -$130K
EFA icon
48
iShares MSCI EAFE ETF
EFA
$76.1B
$1.18M 0.3%
20,636
-30,529
-60% -$1.88M
VPU
49
Vanguard Utilities ETF
VPU
$8.83B
$1.13M 0.29%
12,145
+477
+4% +$44.3K
IFV icon
50
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
$1.13M 0.28%
65,865
+543
+0.8% +$10K
1
2
3 4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.