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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
+$47.8M
Cap. Flow
+$45.6M
Cap. Flow %
10.16%
Top 10 Hldgs %
47.67%
Holding
363
New
72
Increased
145
Reduced
82
Closed
42

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
GG
Goldcorp Inc
GG
+$21.2M
3
IYE icon
iShares US Energy ETF
IYE
+$19.8M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$12M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.57M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$21.2M
2
IYW icon
iShares US Technology ETF
IYW
+$21.1M
3
IYF icon
iShares US Financials ETF
IYF
+$21M
4
IDU icon
iShares US Utilities ETF
IDU
+$20.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$3.04M

Sector Composition

Rank Sector Weight
1 Materials 7.42%
2 Energy 3.87%
3 Technology 3.14%
4 Consumer Staples 2.79%
5 Communication Services 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJF
26
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$3.17M 0.71%
121,253
+1,319
+1% +$34.3K
QQQ icon
27
Invesco QQQ Trust
QQQ
$458B
$2.99M 0.67%
28,301
+227
+0.8% +$23.8K
AMLP icon
28
Alerian MLP ETF
AMLP
$13B
$2.95M 0.66%
35,614
+1,861
+6% +$157K
VOE icon
29
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$2.93M 0.65%
31,855
+174
+0.5% +$15.7K
ETP
30
DELISTED
Energy Transfer Partners L.p.
ETP
$2.88M 0.64%
51,963
+2,492
+5% +$148K
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$40.1B
$2.61M 0.58%
30,991
+480
+2% +$40.8K
NS
32
DELISTED
NuStar Energy L.P.
NS
$2.3M 0.51%
37,843
+903
+2% +$54.7K
FRI icon
33
First Trust S&P REIT Index Fund
FRI
$195M
$2.27M 0.51%
98,022
-5,516
-5% -$128K
BSJH
34
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.27M 0.5%
85,702
+54,776
+177% +$1.44M
PAA icon
35
Plains All American Pipeline
PAA
$17.4B
$2.26M 0.5%
46,297
+3,446
+8% +$171K
PIZ icon
36
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$2.18M 0.49%
87,720
+13,664
+18% +$336K
VZ icon
37
Verizon
VZ
$189B
$2.16M 0.48%
44,941
+3,512
+8% +$170K
PIE icon
38
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$272M
$2.14M 0.48%
116,039
+18,518
+19% +$333K
PGF icon
39
Invesco Financial Preferred ETF
PGF
$676M
$2.12M 0.47%
114,104
+2,519
+2% +$46.4K
VTI icon
40
Vanguard Total Stock Market ETF
VTI
$657B
$2.1M 0.47%
19,615
+11,737
+149% +$1.25M
FXG icon
41
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$2.04M 0.45%
45,748
+2,796
+7% +$123K
VBR icon
42
Vanguard Small-Cap Value ETF
VBR
$37.3B
$1.98M 0.44%
18,090
+264
+1% +$28K
PSEC icon
43
Prospect Capital
PSEC
$1.07B
$1.75M 0.39%
206,470
+66,070
+47% +$564K
FXH icon
44
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.7M 0.38%
25,304
-1,286
-5% -$81.9K
JNJ icon
45
Johnson & Johnson
JNJ
$633B
$1.69M 0.38%
17,175
+756
+5% +$76.9K
SDIV icon
46
Global X SuperDividend ETF
SDIV
$1.21B
$1.59M 0.35%
22,914
+1,135
+5% +$79.2K
SDY icon
47
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.59M 0.35%
20,293
-798
-4% -$62.6K
IEF icon
48
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.51M 0.34%
13,978
+1,285
+10% +$139K
DVY icon
49
iShares Select Dividend ETF
DVY
$23.9B
$1.45M 0.32%
18,570
+2,858
+18% +$226K
XOM icon
50
ExxonMobil
XOM
$650B
$1.44M 0.32%
17,903
+717
+4% +$63.6K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Prospera Financial Services held 363 positions worth $449M, up 12% from $401M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Prospera Financial Services deployed $45.6M of net new capital in Q1 2015, opening 72 new positions and adding to 145 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.

By sector, the portfolio is most concentrated in Materials at 7.4% of assets, up from 1.9% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $21.2M trimmed.

  • Prospera Financial Services's largest Q1 2015 buy was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2015, an estimated $12M increase.
  • Prospera Financial Services's biggest Q1 2015 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $21.2M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q1 2015, selling an estimated $21M.
  • Prospera Financial Services's ten largest holdings make up 48% of its $449M portfolio in Q1 2015.
  • Prospera Financial Services opened 72 new positions and closed 42 in Q1 2015.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2015, filed 22 Apr 2015.