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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
Invesco QQQ Trust
QQQ
$460B
$2.86M 0.77%
30,437
+19,388
+175% +$1.73M
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.85M 0.77%
26,077
+4,061
+18% +$441K
ETP
28
DELISTED
Energy Transfer Partners L.p.
ETP
$2.76M 0.75%
47,643
+1,297
+3% +$72.7K
VOE icon
29
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.63M 0.71%
30,294
+2,766
+10% +$232K
PAA icon
30
Plains All American Pipeline
PAA
$17.4B
$2.55M 0.69%
42,476
+1,917
+5% +$109K
SDIV icon
31
Global X SuperDividend ETF
SDIV
$1.21B
$2.53M 0.69%
32,413
+6,126
+23% +$464K
CWB icon
32
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.76B
$2.42M 0.66%
47,965
+3,358
+8% +$164K
SSO icon
33
ProShares Ultra S&P500
SSO
$7.81B
$2.42M 0.65%
333,968
-219,888
-40% -$1.49M
BSJG
34
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.26M 0.61%
82,229
+3,079
+4% +$84.1K
JNK icon
35
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$2.23M 0.6%
17,831
+2,381
+15% +$296K
VNQ icon
36
Vanguard Real Estate ETF
VNQ
$39.1B
$2.2M 0.59%
29,363
+2,808
+11% +$206K
NS
37
DELISTED
NuStar Energy L.P.
NS
$2.17M 0.59%
35,040
+200
+0.6% +$11.6K
PGF icon
38
Invesco Financial Preferred ETF
PGF
$675M
$1.99M 0.54%
109,058
+2,111
+2% +$38K
VZ icon
39
Verizon
VZ
$184B
$1.96M 0.53%
39,984
+1,935
+5% +$93.7K
JNJ icon
40
Johnson & Johnson
JNJ
$621B
$1.83M 0.5%
17,520
+5,497
+46% +$556K
VBR icon
41
Vanguard Small-Cap Value ETF
VBR
$36.7B
$1.81M 0.49%
17,180
+263
+2% +$26.6K
RSP icon
42
Invesco S&P 500 Equal Weight ETF
RSP
$95.2B
$1.75M 0.47%
22,795
+13,373
+142% +$991K
FXG icon
43
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.7M 0.46%
42,736
+12,000
+39% +$456K
CHY
44
Calamos Convertible and High Income Fund
CHY
$1.05B
$1.69M 0.46%
114,230
+72,697
+175% +$1.04M
IBND icon
45
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$1.68M 0.45%
44,420
+6,802
+18% +$255K
SPIB icon
46
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.67M 0.45%
48,373
+7,455
+18% +$255K
XOM icon
47
ExxonMobil
XOM
$652B
$1.66M 0.45%
16,516
-108
-0.6% -$10.9K
PIZ icon
48
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$1.59M 0.43%
60,359
+5,054
+9% +$134K
PSEC icon
49
Prospect Capital
PSEC
$1.07B
$1.58M 0.43%
148,900
+6,700
+5% +$69.6K
PIE icon
50
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$275M
$1.48M 0.4%
79,291
+6,134
+8% +$112K
1
2
3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.