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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
26
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$2.63M 1%
48,110
+17,020
+55% +$855K
UWM icon
27
ProShares Ultra Russell2000
UWM
$256M
$2.45M 0.93%
131,244
+61,520
+88% +$1.05M
MVV icon
28
ProShares Ultra MidCap400
MVV
$153M
$2.41M 0.92%
+128,988
New +$2.26M
HYG icon
29
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.35M 0.89%
25,707
+7,610
+42% +$698K
PAA icon
30
Plains All American Pipeline
PAA
$17.4B
$2.31M 0.88%
43,492
-818
-2% -$43.7K
BSJF
31
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$2.14M 0.81%
80,486
+31,421
+64% +$835K
XOM icon
32
ExxonMobil
XOM
$650B
$2.08M 0.79%
24,248
+1,203
+5% +$108K
FBT icon
33
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$2.07M 0.79%
31,350
+12,783
+69% +$809K
BSJD
34
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
$2.07M 0.79%
81,281
+7,754
+11% +$198K
QQQ icon
35
Invesco QQQ Trust
QQQ
$460B
$2.04M 0.77%
25,619
+12,003
+88% +$914K
SDIV icon
36
Global X SuperDividend ETF
SDIV
$1.21B
$2.04M 0.77%
29,620
+883
+3% +$59.1K
VZ icon
37
Verizon
VZ
$183B
$2.02M 0.77%
43,100
+1,391
+3% +$67.9K
PGF icon
38
Invesco Financial Preferred ETF
PGF
$674M
$1.97M 0.75%
115,541
+500
+0.4% +$8.67K
SBUX icon
39
Starbucks
SBUX
$118B
$1.9M 0.72%
49,358
+24,698
+100% +$888K
NS
40
DELISTED
NuStar Energy L.P.
NS
$1.57M 0.6%
38,615
-9,700
-20% -$412K
IJR icon
41
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.53M 0.58%
30,356
-368
-1% -$17.8K
VNQ icon
42
Vanguard Real Estate ETF
VNQ
$39.1B
$1.53M 0.58%
22,767
+4,796
+27% +$326K
IBM icon
43
IBM
IBM
$195B
$1.51M 0.57%
8,472
+272
+3% +$49.4K
PB icon
44
Prosperity Bancshares
PB
$8.71B
$1.45M 0.55%
23,048
– –
IVV icon
45
iShares Core S&P 500 ETF
IVV
$875B
$1.39M 0.53%
8,148
+4,516
+124% +$761K
JNK icon
46
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.36M 0.51%
11,383
+293
+3% +$35K
JNJ icon
47
Johnson & Johnson
JNJ
$624B
$1.28M 0.49%
14,696
-2,931
-17% -$263K
IGIB icon
48
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.27M 0.48%
23,666
-8,592
-27% -$462K
MSFT icon
49
Microsoft
MSFT
$2.83T
$1.18M 0.45%
35,035
-9,071
-21% -$298K
LQD icon
50
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.15M 0.44%
10,181
-4,610
-31% -$522K
1
2
3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.