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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
451
General Mills
GIS
$20.2B
$415K 0.03%
7,047
+1,868
+36% +$113K
MRNA icon
452
Moderna
MRNA
$21.6B
$415K 0.03%
3,978
+3,803
+2,173% +$385K
IYG icon
453
iShares US Financial Services ETF
IYG
$2.13B
$413K 0.03%
8,256
– –
PSK icon
454
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$413K 0.03%
9,307
+5,790
+165% +$254K
VALT
455
DELISTED
ETFMG Sit Ultra Short ETF
VALT
$413K 0.03%
8,300
– –
FTNT icon
456
Fortinet
FTNT
$112B
$410K 0.03%
13,780
+13,280
+2,656% +$336K
KMB icon
457
Kimberly-Clark
KMB
$37.6B
$406K 0.03%
3,005
+2,247
+296% +$315K
MLPX icon
458
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$404K 0.03%
+14,965
New +$380K
PSEC icon
459
Prospect Capital
PSEC
$1.08B
$403K 0.03%
74,515
+63,637
+585% +$335K
HYS icon
460
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$401K 0.03%
4,084
+4,030
+7,463% +$387K
MLPA icon
461
Global X MLP ETF
MLPA
$2.26B
$398K 0.03%
14,547
+13,881
+2,084% +$359K
PB icon
462
Prosperity Bancshares
PB
$8.9B
$398K 0.03%
+5,733
New +$352K
MUNI icon
463
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$396K 0.03%
6,983
+3,379
+94% +$190K
SYF icon
464
Synchrony
SYF
$24.4B
$395K 0.03%
11,365
+8,710
+328% +$262K
IUSB icon
465
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$394K 0.03%
+7,221
New +$392K
FHN icon
466
First Horizon
FHN
$12.2B
$393K 0.03%
30,842
+1,865
+6% +$21.8K
HZNP
467
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$391K 0.03%
+5,333
New +$396K
CTXS
468
DELISTED
Citrix Systems Inc
CTXS
$390K 0.03%
2,996
+2,885
+2,599% +$367K
ISCG icon
469
iShares Morningstar Small-Cap Growth ETF
ISCG
$957M
$389K 0.03%
7,680
+6,702
+685% +$304K
CACG
470
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$388K 0.03%
8,825
+2,164
+32% +$89.8K
SBR
471
Sabine Royalty Trust
SBR
$1.06B
$387K 0.03%
+13,708
New +$400K
VAW icon
472
Vanguard Materials ETF
VAW
$3.01B
$384K 0.03%
2,449
+1,989
+432% +$293K
DG icon
473
Dollar General
DG
$28.4B
$383K 0.03%
1,820
+873
+92% +$186K
DLTR icon
474
Dollar Tree
DLTR
$24.8B
$380K 0.03%
3,518
+2,982
+556% +$299K
TRTN
475
DELISTED
Triton International Limited
TRTN
$379K 0.03%
7,813
+6,378
+444% +$270K
17 18
19
20 21

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.