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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPBO icon
426
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$489K 0.03%
13,500
– –
AIVL icon
427
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$483K 0.03%
5,752
+4,438
+338% +$357K
FPF
428
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$480K 0.03%
+19,948
New +$447K
ENB icon
429
Enbridge
ENB
$120B
$475K 0.03%
14,813
+11,296
+321% +$344K
LITE icon
430
Lumentum
LITE
$46.9B
$475K 0.03%
5,010
+4,900
+4,455% +$423K
SWAV
431
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$475K 0.03%
+4,577
New +$396K
VOE icon
432
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$472K 0.03%
+3,959
New +$443K
UBER icon
433
Uber
UBER
$145B
$471K 0.03%
9,224
+7,249
+367% +$325K
CMI icon
434
Cummins
CMI
$83.6B
$464K 0.03%
2,040
+1,085
+114% +$244K
XBI icon
435
State Street SPDR S&P Biotech ETF
XBI
$10B
$464K 0.03%
3,300
+788
+31% +$101K
PDD icon
436
Pinduoduo
PDD
$126B
$463K 0.03%
+2,605
New +$311K
TSCO icon
437
Tractor Supply
TSCO
$16.3B
$462K 0.03%
16,375
+10,625
+185% +$297K
AEP icon
438
American Electric Power
AEP
$70.4B
$454K 0.03%
5,445
+4,817
+767% +$418K
CRWD icon
439
CrowdStrike
CRWD
$183B
$453K 0.03%
8,548
+732
+9% +$28.5K
ROP icon
440
Roper Technologies
ROP
$40.4B
$451K 0.03%
1,047
-149
-12% -$61.2K
VOX icon
441
Vanguard Communication Services ETF
VOX
$5.68B
$448K 0.03%
3,716
+3,359
+941% +$375K
PSX icon
442
Phillips 66
PSX
$82.9B
$442K 0.03%
6,324
+2,618
+71% +$154K
SON icon
443
Sonoco
SON
$5.83B
$442K 0.03%
7,459
+7,184
+2,612% +$404K
IMCG icon
444
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$439K 0.03%
6,888
+5,496
+395% +$324K
XYL icon
445
Xylem
XYL
$28.5B
$437K 0.03%
4,291
+3,291
+329% +$309K
NGG icon
446
National Grid
NGG
$79.3B
$433K 0.03%
8,290
+7,800
+1,592% +$414K
ITOT icon
447
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$430K 0.03%
4,983
+980
+24% +$79.4K
TEVA icon
448
Teva Pharmaceuticals
TEVA
$40.4B
$422K 0.03%
43,709
+42,335
+3,081% +$406K
MSOS icon
449
AdvisorShares Pure US Cannabis ETF
MSOS
$814M
$418K 0.03%
+11,430
New +$341K
THQ
450
abrdn Healthcare Opportunities Fund
THQ
$784M
$418K 0.03%
20,504
– –
16 17
18
19 20

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.