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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
426
Lam Research
LRCX
$382B
– –
-15,060
Closed -$255K
MU icon
427
CALL
Micron Technology
MU
$1.04T
– –
-500
Closed -$308K
NDAQ icon
428
Nasdaq
NDAQ
$51.5B
– –
-7,857
Closed -$239K
ORLY icon
429
O'Reilly Automotive
ORLY
$72.4B
– –
-21,450
Closed -$485K
PRFZ icon
430
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
– –
-8,645
Closed -$241K
PSA icon
431
Public Storage
PSA
$60.2B
– –
-1,660
Closed -$377K
RCL icon
432
Royal Caribbean
RCL
$78.7B
– –
-1,950
Closed -$245K
ROK icon
433
Rockwell Automation
ROK
$51.4B
– –
-1,745
Closed -$318K
RRC icon
434
Range Resources
RRC
$9.11B
– –
-22,210
Closed -$375K
SIG icon
435
Signet Jewelers
SIG
$3.55B
– –
-4,237
Closed -$236K
SLB icon
436
SLB Ltd
SLB
$77.8B
– –
-3,901
Closed -$256K
SPGP icon
437
Invesco S&P 500 GARP ETF
SPGP
$2.18B
– –
-16,796
Closed -$897K
SU icon
438
Suncor Energy
SU
$77.7B
– –
-6,349
Closed -$254K
TT icon
439
Trane Technologies
TT
$106B
– –
-3,213
Closed -$303K
VLO icon
440
Valero Energy
VLO
$89.8B
– –
-2,242
Closed -$260K
VOD icon
441
Vodafone
VOD
$34.9B
– –
-11,438
Closed -$278K
VOE icon
442
Vanguard Mid-Cap Value ETF
VOE
$23.7B
– –
-7,643
Closed -$858K
VONG icon
443
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
– –
-32,696
Closed -$1.29M
VONV icon
444
Vanguard Russell 1000 Value ETF
VONV
$20.4B
– –
-11,824
Closed -$658K
VPU
445
Vanguard Utilities ETF
VPU
$8.83B
– –
-2,297
Closed -$268K
VWO icon
446
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-6,059
Closed -$251K
AMJ
447
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-7,600
Closed -$207K
NS
448
DELISTED
NuStar Energy L.P.
NS
– –
-9,428
Closed -$216K
SRC
449
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-2,054
Closed -$82K
BSJM
450
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-17,600
Closed -$431K
15 16 17
18
19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.