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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIN
426
DELISTED
Windstream Holdings Inc
WIN
$22K ﹤0.01%
2,128
– –
SDRL
427
DELISTED
Seadrill Limited Common Stock
SDRL
$17K ﹤0.01%
162
+7
+5% +$611
UEC icon
428
Uranium Energy
UEC
$4.71B
$16K ﹤0.01%
12,000
– –
AVGO icon
429
Broadcom
AVGO
$1.82T
– –
-10,520
Closed -$247K
BDX icon
430
Becton Dickinson
BDX
$43.1B
– –
-1,638
Closed -$312K
BOTZ icon
431
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
– –
-18,880
Closed -$349K
DFP
432
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
– –
-7,700
Closed -$203K
DGX icon
433
Quest Diagnostics
DGX
$25.1B
– –
-1,879
Closed -$209K
DSL
434
DoubleLine Income Solutions Fund
DSL
$1.21B
– –
-10,250
Closed -$212K
GEO icon
435
The GEO Group
GEO
$4.13B
– –
-7,218
Closed -$209K
HACK icon
436
Amplify Cybersecurity ETF
HACK
$2.63B
– –
-7,443
Closed -$220K
HEDJ icon
437
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
– –
-7,032
Closed -$219K
IBUY icon
438
Amplify Online Retail ETF
IBUY
$106M
– –
-7,006
Closed -$245K
IGV icon
439
iShares Expanded Tech-Software Sector ETF
IGV
$13B
– –
-16,175
Closed -$438K
MBB icon
440
iShares MBS ETF
MBB
$39B
– –
-3,405
Closed -$362K
NFLX icon
441
Netflix
NFLX
$292B
– –
-23,810
Closed -$355K
NUV icon
442
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-10,575
Closed -$105K
PCY icon
443
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-7,892
Closed -$228K
REM icon
444
iShares Mortgage Real Estate ETF
REM
$542M
– –
-4,446
Closed -$207K
SHW icon
445
Sherwin-Williams
SHW
$78.3B
– –
-2,250
Closed -$263K
SOCL icon
446
Global X Social Media ETF
SOCL
$87.8M
– –
-15,010
Closed -$419K
SOXX icon
447
iShares Semiconductor ETF
SOXX
$44.2B
– –
-15,120
Closed -$708K
TROW icon
448
T. Rowe Price
TROW
$25B
– –
-19,315
Closed -$1.43M
AMJ
449
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-7,639
Closed -$227K
AGN
450
DELISTED
Allergan plc
AGN
– –
-846
Closed -$205K
15 16 17
18
19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.