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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
401
Royal Bank of Canada
RY
$287B
$556K 0.04%
6,766
+1,103
+19% +$85.4K
FDX icon
402
FedEx
FDX
$73B
$553K 0.04%
2,130
+1,222
+135% +$338K
NOC icon
403
Northrop Grumman
NOC
$76B
$549K 0.04%
1,802
+642
+55% +$196K
IYM icon
404
iShares US Basic Materials ETF
IYM
$1.13B
$547K 0.04%
4,826
+4,490
+1,336% +$478K
AADR icon
405
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.3M
$545K 0.04%
8,946
+2,518
+39% +$145K
SONY icon
406
Sony
SONY
$137B
$543K 0.04%
26,860
+23,810
+781% +$414K
BSJP
407
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$542K 0.04%
+22,100
New +$531K
IUSG icon
408
iShares Core S&P US Growth ETF
IUSG
$30.4B
$541K 0.04%
6,086
+5,698
+1,469% +$479K
C icon
409
Citigroup
C
$213B
$538K 0.04%
8,717
+2,137
+32% +$109K
CBSH icon
410
Commerce Bancshares
CBSH
$8.68B
$535K 0.04%
10,397
+7,636
+277% +$370K
AXP icon
411
American Express
AXP
$224B
$533K 0.04%
4,408
+456
+12% +$50.5K
TWTR
412
DELISTED
Twitter, Inc.
TWTR
$528K 0.04%
9,747
+3,523
+57% +$168K
BYLD icon
413
iShares Yield Optimized Bond ETF
BYLD
$447M
$523K 0.04%
20,225
+1,500
+8% +$38.7K
O icon
414
Realty Income
O
$61.1B
$523K 0.04%
8,685
+6,526
+302% +$386K
MKL icon
415
Markel Group
MKL
$25.2B
$517K 0.04%
+500
New +$498K
TMFC icon
416
Motley Fool 100 Index ETF
TMFC
$1.99B
$514K 0.04%
+14,555
New +$485K
DOW icon
417
Dow Inc
DOW
$22B
$509K 0.04%
9,152
+9,112
+22,780% +$470K
TSN icon
418
Tyson Foods
TSN
$21.5B
$509K 0.04%
7,901
+6,168
+356% +$384K
MUB icon
419
iShares National Muni Bond ETF
MUB
$45.2B
$507K 0.03%
4,324
+3,569
+473% +$415K
PPL
420
PPL Corp
PPL
$26.9B
$504K 0.03%
17,868
+15,832
+778% +$449K
SRE icon
421
Sempra
SRE
$58.1B
$503K 0.03%
7,884
+2,190
+38% +$141K
RIGS icon
422
ALPS Strategic Income Fund
RIGS
$60.5M
$500K 0.03%
20,149
+7,074
+54% +$175K
RXI icon
423
iShares Global Consumer Discretionary ETF
RXI
$252M
$492K 0.03%
3,166
+99
+3% +$14.4K
UBSI icon
424
United Bankshares
UBSI
$6.69B
$492K 0.03%
+15,181
New +$429K
TMUS icon
425
T-Mobile US
TMUS
$195B
$490K 0.03%
3,632
+560
+18% +$69.2K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.