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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCR icon
401
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$301K 0.03%
+1,663
New +$294K
CELG
402
DELISTED
Celgene Corp
CELG
$300K 0.03%
+3,234
New +$307K
WELL icon
403
Welltower
WELL
$178B
$299K 0.03%
3,637
-32
-0.9% -$2.52K
PAGP icon
404
Plains GP Holdings
PAGP
$5.23B
$296K 0.03%
11,834
+2,000
+20% +$48.3K
WM icon
405
Waste Management
WM
$95.9B
$296K 0.03%
2,562
-1,110
-30% -$120K
AIVL icon
406
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$295K 0.03%
3,444
+7
+0.2% +$595
PPL
407
PPL Corp
PPL
$27.3B
$295K 0.03%
9,529
+204
+2% +$6.32K
FGD icon
408
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$292K 0.03%
12,707
-1,562
-11% -$36.6K
GLU
409
Gabelli Utility & Income Trust
GLU
$116M
$290K 0.03%
15,400
– –
JCI icon
410
Johnson Controls International
JCI
$87.5B
$290K 0.03%
+6,928
New +$266K
DG icon
411
Dollar General
DG
$25.9B
$287K 0.03%
+2,101
New +$265K
PNC icon
412
PNC Financial Services
PNC
$100B
$286K 0.03%
+2,025
New +$268K
IBKC
413
DELISTED
IBERIABANK Corp
IBKC
$285K 0.03%
+3,744
New +$284K
BOTZ icon
414
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$283K 0.03%
13,643
-281
-2% -$5.74K
DWX icon
415
State Street SPDR S&P International Dividend ETF
DWX
$521M
$281K 0.03%
7,129
– –
ASAP
416
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$279K 0.03%
+2,260
New +$386K
FNV icon
417
Franco-Nevada
FNV
$41.4B
$277K 0.03%
+3,269
New +$247K
FDT icon
418
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$276K 0.03%
+5,108
New +$274K
CRM icon
419
Salesforce
CRM
$134B
$274K 0.03%
1,789
+106
+6% +$16.6K
SCHB icon
420
Schwab US Broad Market ETF
SCHB
$42.8B
$271K 0.03%
+22,758
New +$263K
VWO icon
421
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$271K 0.03%
+6,349
New +$267K
GOVI icon
422
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$270K 0.03%
7,920
+648
+9% +$21.4K
BIV icon
423
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$265K 0.03%
+3,060
New +$258K
PRU icon
424
Prudential Financial
PRU
$41.7B
$264K 0.03%
2,611
-1,329
-34% -$132K
DBEM icon
425
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$263K 0.03%
11,722
-1,786
-13% -$40.2K
15 16
17
18 19

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.