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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXT icon
401
Crane NXT
CXT
$3.04B
– –
-7,451
Closed -$257K
DBE icon
402
Invesco DB Energy Fund
DBE
$93.4M
– –
-11,050
Closed -$202K
DD icon
403
DuPont de Nemours
DD
$18.6B
– –
-14,543
Closed -$2.39M
DGX icon
404
Quest Diagnostics
DGX
$25.1B
– –
-1,995
Closed -$212K
DHC
405
Diversified Healthcare Trust
DHC
$2.26B
– –
-15,815
Closed -$286K
DPZ icon
406
Domino's
DPZ
$11B
– –
-765
Closed -$216K
EMN icon
407
Eastman Chemical
EMN
$7.8B
– –
-2,757
Closed -$270K
EXPE icon
408
Expedia Group
EXPE
$31.2B
– –
-3,039
Closed -$386K
FEM icon
409
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
– –
-62,416
Closed -$1.61M
FIDU icon
410
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
– –
-5,750
Closed -$224K
FLOT icon
411
iShares Floating Rate Bond ETF
FLOT
$10.1B
– –
-21,905
Closed -$1.12M
GSIE icon
412
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
– –
-8,420
Closed -$246K
HBCP icon
413
Home Bancorp
HBCP
$552M
– –
-4,647
Closed -$201K
HOG icon
414
Harley-Davidson
HOG
$2.68B
– –
-7,000
Closed -$295K
HYD icon
415
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-3,545
Closed -$218K
IIM icon
416
Invesco Value Municipal Income Trust
IIM
$583M
– –
-11,870
Closed -$163K
IJK icon
417
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-10,456
Closed -$589K
IJS icon
418
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
– –
-6,358
Closed -$519K
IJT icon
419
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
– –
-4,872
Closed -$468K
IOO icon
420
iShares Global 100 ETF
IOO
$8.56B
– –
-4,400
Closed -$215K
IP icon
421
International Paper
IP
$22.3B
– –
-5,599
Closed -$267K
IVZ icon
422
Invesco
IVZ
$13.3B
– –
-9,024
Closed -$210K
IWN icon
423
iShares Russell 2000 Value ETF
IWN
$14.4B
– –
-2,979
Closed -$390K
IWR icon
424
iShares Russell Mid-Cap ETF
IWR
$56.8B
– –
-4,688
Closed -$254K
IXUS icon
425
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
– –
-6,326
Closed -$373K
15 16
17
18 19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.