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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
401
DELISTED
Hanesbrands
HBI
$179K 0.03%
10,372
-4,833
-32% -$93.8K
VKQ icon
402
Invesco Municipal Trust
VKQ
$536M
$168K 0.03%
14,200
– –
IIM icon
403
Invesco Value Municipal Income Trust
IIM
$583M
$163K 0.03%
11,870
-18,506
-61% -$262K
SLV icon
404
iShares Silver Trust
SLV
$28.1B
$156K 0.03%
+10,300
New +$145K
GLAD icon
405
Gladstone Capital
GLAD
$425M
$108K 0.02%
5,663
-8,775
-61% -$167K
FBP icon
406
First Bancorp
FBP
$4.4B
$105K 0.02%
11,649
-6,629
-36% -$56.1K
HPR
407
DELISTED
HighPoint Resources Corporation
HPR
$89K 0.02%
294
– –
SRC
408
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$82K 0.02%
2,054
– –
HIMX
409
Himax Technologies
HIMX
$2.2B
$75K 0.01%
10,000
– –
ASTC icon
410
Astrotech Corp
ASTC
$14.5M
– –
-506
Closed -$54K
BDX icon
411
Becton Dickinson
BDX
$43.1B
– –
-934
Closed -$220K
BOX icon
412
Box
BOX
$4.02B
– –
-9,665
Closed -$250K
BRK.A icon
413
Berkshire Hathaway Class A
BRK.A
$1.07T
– –
-116
Closed -$305K
CHI
414
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
– –
-10,300
Closed -$121K
CNC icon
415
Centene
CNC
$31.3B
– –
-4,806
Closed -$308K
DAL icon
416
Delta Air Lines
DAL
$55.9B
– –
-4,557
Closed -$225K
DXC icon
417
DXC Technology
DXC
$1.63B
– –
-2,400
Closed -$200K
EELV icon
418
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
– –
-8,855
Closed -$214K
EMLC icon
419
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
– –
-5,451
Closed -$186K
EMR icon
420
Emerson Electric
EMR
$82.9B
– –
-3,887
Closed -$269K
FDX icon
421
FedEx
FDX
$74.5B
– –
-2,157
Closed -$493K
FLEX icon
422
Flex
FLEX
$43.4B
– –
-16,902
Closed -$181K
FREL icon
423
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
– –
-12,911
Closed -$321K
GDX icon
424
VanEck Gold Miners ETF
GDX
$23B
– –
-13,894
Closed -$314K
GPRO icon
425
GoPro
GPRO
$116M
– –
-12,725
Closed -$84K
15 16
17
18 19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.