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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPRO icon
401
GoPro
GPRO
$116M
$203K 0.03%
19,495
-165
-0.8% -$1.55K
GWW icon
402
W.W. Grainger
GWW
$65.3B
$202K 0.03%
+1,124
New +$190K
VOD icon
403
Vodafone
VOD
$34.9B
$201K 0.03%
7,078
-670
-9% -$19.4K
NLY icon
404
Annaly Capital Management
NLY
$16.9B
$200K 0.03%
4,099
+80
+2% +$3.92K
VGM icon
405
Invesco Trust Investment Grade Municipals
VGM
$549M
$168K 0.03%
12,507
– –
PHK
406
PIMCO High Income Fund
PHK
$861M
$159K 0.02%
19,137
+244
+1% +$2.08K
NOVN
407
DELISTED
Novan, Inc. Common Stock
NOVN
$157K 0.02%
2,817
+90
+3% +$4.28K
ADAM
408
Adamas Trust
ADAM
$777M
$145K 0.02%
5,789
-400
-6% -$10K
VKQ icon
409
Invesco Municipal Trust
VKQ
$536M
$137K 0.02%
10,700
– –
CEF icon
410
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$134K 0.02%
+10,437
New +$132K
HEPA
411
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
DX
412
Dynex Capital
DX
$2.99B
$102K 0.02%
4,773
+264
+6% +$5.59K
OPK icon
413
Opko Health
OPK
$921M
$95K 0.01%
13,710
-200
-1% -$1.26K
SRC
414
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$88K 0.01%
2,290
– –
CRDF icon
415
Cardiff Oncology
CRDF
$64.3M
$87K 0.01%
1,755
-81
-4% -$5.05K
ABR icon
416
Arbor Realty Trust
ABR
$960M
$84K 0.01%
10,000
-1,500
-13% -$12.2K
ASTC icon
417
Astrotech Corp
ASTC
$14.5M
$72K 0.01%
507
– –
SIRI icon
418
SiriusXM
SIRI
$10B
$70K 0.01%
1,220
– –
BBG
419
DELISTED
Bill Barrett Corp
BBG
$63K 0.01%
+14,690
New +$48.7K
ODP
420
DELISTED
ODP
ODP
$58K 0.01%
+1,535
New +$75.9K
AUY
421
DELISTED
Yamana Gold, Inc.
AUY
$50K 0.01%
+18,819
New +$50.1K
MPVD
422
DELISTED
Mountain Province Diamonds Inc.
MPVD
$47K 0.01%
15,000
– –
ASXC
423
DELISTED
Asensus Surgical, Inc.
ASXC
$29K ﹤0.01%
+1,462
New +$17K
EGO icon
424
Eldorado Gold
EGO
$8.31B
$23K ﹤0.01%
2,087
– –
REFR icon
425
Research Frontiers
REFR
$16.1M
$23K ﹤0.01%
19,800
– –
15 16
17
18 19

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.