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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAY icon
401
Amplify Mobile Payments ETF
IPAY
$154M
– –
-13,480
Closed -$356K
IYY icon
402
iShares Dow Jones US ETF
IYY
$2.92B
– –
-21,454
Closed -$1.22M
JCI icon
403
Johnson Controls International
JCI
$87.5B
– –
-6,474
Closed -$269K
KBE icon
404
State Street SPDR S&P Bank ETF
KBE
$1.64B
– –
-11,222
Closed -$490K
MLM icon
405
Martin Marietta Materials
MLM
$33.6B
– –
-1,370
Closed -$310K
NCV
406
Virtus Convertible & Income Fund
NCV
$374M
– –
-9,033
Closed -$231K
NIE
407
Virtus Equity & Convertible Income Fund
NIE
$718M
– –
-12,298
Closed -$227K
NOK icon
408
Nokia
NOK
$50.8B
– –
-19,994
Closed -$98K
NUE icon
409
Nucor
NUE
$56.4B
– –
-5,147
Closed -$312K
PSK icon
410
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
– –
-144,147
Closed -$6.18M
SBIO icon
411
ALPS Medical Breakthroughs ETF
SBIO
$202M
– –
-18,275
Closed -$443K
SHV icon
412
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
– –
-3,830
Closed -$422K
SIL icon
413
Global X Silver Miners ETF NEW
SIL
$4.08B
– –
-21,115
Closed -$789K
SPIB icon
414
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-173,575
Closed -$5.91M
TFI icon
415
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
– –
-4,949
Closed -$236K
UNM icon
416
Unum
UNM
$13.8B
– –
-5,137
Closed -$228K
URA icon
417
Global X Uranium ETF
URA
$5.52B
– –
-21,840
Closed -$309K
USCI icon
418
US Commodity Index
USCI
$372M
– –
-11,327
Closed -$456K
VGSH icon
419
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-5,421
Closed -$329K
XBI icon
420
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-11,495
Closed -$716K
MFV
421
DELISTED
MFS SPECIAL VALUE TRUST
MFV
– –
-40,190
Closed -$224K
TWTR
422
DELISTED
Twitter, Inc.
TWTR
– –
-10,208
Closed -$174K
AXAS
423
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-1,000
Closed -$57K
APC
424
DELISTED
Anadarko Petroleum
APC
– –
-3,062
Closed -$213K
CBI
425
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-7,380
Closed -$239K
14 15 16
17
18

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.