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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDU icon
401
MDU Resources
MDU
$4.44B
– –
-33,597
Closed -$325K
NEA icon
402
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
– –
-13,485
Closed -$197K
NEAR icon
403
iShares Short Maturity Bond ETF
NEAR
$4.8B
– –
-5,830
Closed -$293K
NFLX icon
404
Netflix
NFLX
$292B
– –
-32,660
Closed -$322K
PHYS icon
405
Sprott Physical Gold
PHYS
$14.6B
– –
-11,466
Closed -$126K
PPG icon
406
PPG Industries
PPG
$25.9B
– –
-5,049
Closed -$522K
REM icon
407
iShares Mortgage Real Estate ETF
REM
$542M
– –
-46,633
Closed -$1.96M
SH icon
408
ProShares Short S&P500
SH
$887M
– –
-2,093
Closed -$319K
SPTL icon
409
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
– –
-182,682
Closed -$7.22M
TLT icon
410
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-16,792
Closed -$2.31M
UAA icon
411
Under Armour
UAA
$3B
– –
-7,101
Closed -$275K
UEC icon
412
Uranium Energy
UEC
$4.71B
– –
-10,000
Closed -$10K
UNG icon
413
United States Natural Gas Fund
UNG
$470M
– –
-4,454
Closed -$596K
USO icon
414
United States Oil Fund
USO
$2.45B
– –
-4,400
Closed -$385K
VDC icon
415
Vanguard Consumer Staples ETF
VDC
$7.86B
– –
-2,802
Closed -$384K
VHT icon
416
Vanguard Health Care ETF
VHT
$18.2B
– –
-2,651
Closed -$352K
VO icon
417
Vanguard Mid-Cap ETF
VO
$106B
– –
-8,000
Closed -$259K
VV icon
418
Vanguard Large-Cap ETF
VV
$51.9B
– –
-5,850
Closed -$580K
WPM icon
419
Wheaton Precious Metals
WPM
$50.6B
– –
-9,002
Closed -$243K
WTMF icon
420
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
– –
-9,550
Closed -$402K
XLRE icon
421
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
– –
-7,968
Closed -$261K
XLU icon
422
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
– –
-97,532
Closed -$2.39M
WRK
423
DELISTED
WestRock Company
WRK
– –
-5,139
Closed -$249K
DBS
424
DELISTED
Invesco DB Silver Fund
DBS
– –
-8,323
Closed -$251K
RDS.A
425
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-4,163
Closed -$208K
14 15 16
17
18

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AG
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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.