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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
376
DELISTED
CyrusOne Inc Common Stock
CONE
$635K 0.04%
8,681
+53
+0.6% +$3.85K
IWB icon
377
iShares Russell 1000 ETF
IWB
$47.1B
$630K 0.04%
2,970
+1,199
+68% +$239K
PINS icon
378
Pinterest
PINS
$13.7B
$628K 0.04%
9,529
+9,229
+3,076% +$554K
F icon
379
Ford
F
$60.9B
$625K 0.04%
71,020
+22,306
+46% +$187K
BR icon
380
Broadridge
BR
$18.4B
$624K 0.04%
4,071
+3,193
+364% +$463K
FDL icon
381
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$619K 0.04%
20,932
+242
+1% +$6.84K
BF.B icon
382
Brown-Forman Class B
BF.B
$13.5B
$616K 0.04%
7,767
+3,781
+95% +$292K
VONE icon
383
Vanguard Russell 1000 ETF
VONE
$8.09B
$616K 0.04%
3,512
-235
-6% -$38.8K
MGK icon
384
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
$613K 0.04%
15,045
+12,545
+502% +$486K
BZUN
385
Baozun
BZUN
$179M
$612K 0.04%
+17,829
New +$654K
VBK icon
386
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$605K 0.04%
2,255
+1,285
+132% +$311K
GDV icon
387
Gabelli Dividend & Income Trust
GDV
$2.59B
$604K 0.04%
+28,117
New +$563K
SPHD icon
388
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$592K 0.04%
+15,716
New +$563K
IHDG icon
389
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.2B
$591K 0.04%
+15,037
New +$569K
IWO icon
390
iShares Russell 2000 Growth ETF
IWO
$14.1B
$590K 0.04%
+2,056
New +$524K
NXTG icon
391
First Trust Indxx NextG ETF
NXTG
$523M
$587K 0.04%
8,474
+8,323
+5,512% +$532K
DGRW icon
392
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$584K 0.04%
10,809
+10,399
+2,536% +$538K
PFXF icon
393
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$578K 0.04%
28,066
+26,686
+1,934% +$532K
IDLV icon
394
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$576K 0.04%
19,179
+10,121
+112% +$294K
IYT icon
395
iShares US Transportation ETF
IYT
$2.28B
$565K 0.04%
10,256
+6,340
+162% +$339K
OVB icon
396
Overlay Shares Core Bond ETF
OVB
$46.8M
$565K 0.04%
21,325
+2,200
+12% +$57.9K
DAL icon
397
Delta Air Lines
DAL
$56.7B
$561K 0.04%
13,922
+7,694
+124% +$280K
SPAB icon
398
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$559K 0.04%
18,162
-210
-1% -$6.45K
BB icon
399
BlackBerry
BB
$4.58B
$556K 0.04%
+83,819
New +$496K
LULU icon
400
lululemon athletica
LULU
$13.5B
$556K 0.04%
1,596
-33
-2% -$11.5K
14 15
16
17 18

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.