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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
376
Barrick Mining
B
$62.2B
$136K 0.03%
+10,412
New +$135K
CHK
377
DELISTED
Chesapeake Energy Corporation
CHK
$134K 0.03%
305
+77
+34% +$53K
HBI
378
DELISTED
Hanesbrands
HBI
$132K 0.03%
10,226
-146
-1% -$2.27K
JMLP
379
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$102K 0.02%
+18,502
New +$124K
NUV icon
380
Nuveen Municipal Value Fund
NUV
$1.91B
$95K 0.02%
+10,200
New +$94.3K
AGD
381
abrdn Global Dynamic Dividend Fund
AGD
$315M
$94K 0.02%
+11,055
New +$102K
FBP icon
382
First Bancorp
FBP
$4.4B
$93K 0.02%
10,691
-958
-8% -$8.56K
GLAD icon
383
Gladstone Capital
GLAD
$425M
$87K 0.02%
5,588
-75
-1% -$1.32K
GLUU
384
DELISTED
Glu Mobile Inc.
GLUU
$87K 0.02%
+11,064
New +$78.7K
USA icon
385
Liberty All-Star Equity Fund
USA
$1.75B
$76K 0.02%
+14,200
New +$84.4K
NOVN
386
DELISTED
Novan, Inc. Common Stock
NOVN
$50K 0.01%
6,069
-1,050
-15% -$21.4K
HPR
387
DELISTED
HighPoint Resources Corporation
HPR
$37K 0.01%
294
– –
HIMX
388
Himax Technologies
HIMX
$2.2B
$34K 0.01%
10,000
– –
WFT
389
DELISTED
Weatherford International plc
WFT
$20K ﹤0.01%
+35,287
New +$46.1K
WKHS icon
390
Workhorse Group
WKHS
$29.5M
$10K ﹤0.01%
+6
New +$14.2K
RGSE
391
DELISTED
Real Goods Solar, Inc. Class A
RGSE
$5K ﹤0.01%
+10,000
New +$4.64K
ADBE icon
392
Adobe
ADBE
$89.5B
– –
-808
Closed -$211K
AMD icon
393
CALL
Advanced Micro Devices
AMD
$851B
– –
-500
Closed -$273K
APH icon
394
Amphenol
APH
$188B
– –
-18,420
Closed -$401K
ARE icon
395
Alexandria Real Estate Equities
ARE
$8.88B
– –
-12,289
Closed -$1.55M
AXP icon
396
American Express
AXP
$223B
– –
-2,510
Closed -$256K
BIL icon
397
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
– –
-3,720
Closed -$341K
BIIB icon
398
Biogen
BIIB
$29.9B
– –
-1,397
Closed -$411K
BPT
399
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-7,154
Closed -$249K
BTI icon
400
British American Tobacco
BTI
$132B
– –
-4,975
Closed -$226K
14 15
16
17 18

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.