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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
376
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$227K 0.03%
4,954
-610
-11% -$28.3K
VB icon
377
Vanguard Small-Cap ETF
VB
$79.5B
$226K 0.03%
1,580
-83
-5% -$11.3K
SNY icon
378
Sanofi
SNY
$104B
$225K 0.03%
+4,489
New +$217K
USB icon
379
US Bancorp
USB
$99.6B
$225K 0.03%
4,206
-757
-15% -$39.6K
BIDU icon
380
Baidu
BIDU
$35.8B
$223K 0.03%
+900
New +$196K
BIIB icon
381
Biogen
BIIB
$29.9B
$223K 0.03%
+709
New +$210K
BNY
382
Bank of New York Mellon
BNY
$108B
$222K 0.03%
4,133
– –
HWM icon
383
Howmet Aerospace
HWM
$116B
$222K 0.03%
+11,098
New +$212K
LYB icon
384
LyondellBasell Industries
LYB
$19.5B
$222K 0.03%
2,241
-318
-12% -$28.6K
FSK icon
385
FS KKR Capital
FSK
$2.98B
$221K 0.03%
6,476
-725
-10% -$24.9K
IOO icon
386
iShares Global 100 ETF
IOO
$8.56B
$221K 0.03%
5,000
– –
GG
387
DELISTED
Goldcorp Inc
GG
$221K 0.03%
16,749
-498
-3% -$6.54K
TSCO icon
388
Tractor Supply
TSCO
$16.3B
$220K 0.03%
+17,705
New +$201K
NOC icon
389
Northrop Grumman
NOC
$77B
$219K 0.03%
+756
New +$203K
SYK icon
390
Stryker
SYK
$127B
$216K 0.03%
1,522
– –
ALL icon
391
Allstate
ALL
$66.9B
$214K 0.03%
2,324
-49
-2% -$4.46K
CLX icon
392
Clorox
CLX
$11.6B
$214K 0.03%
1,627
-358
-18% -$48.1K
IBMK
393
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$209K 0.03%
8,000
– –
EMR icon
394
Emerson Electric
EMR
$82.9B
$208K 0.03%
3,267
-139
-4% -$8.38K
MA icon
395
Mastercard
MA
$477B
$208K 0.03%
+1,465
New +$194K
VLO icon
396
Valero Energy
VLO
$89.8B
$207K 0.03%
+2,668
New +$184K
IBMJ
397
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$207K 0.03%
8,000
– –
UL icon
398
Unilever
UL
$131B
$206K 0.03%
+3,167
New +$204K
IBMI
399
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$206K 0.03%
8,000
– –
IBMH
400
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$205K 0.03%
8,000
– –
14 15
16
17 18

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.