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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
376
Uranium Energy
UEC
$4.71B
$19K ﹤0.01%
+14,000
New +$21.1K
AZO icon
377
AutoZone
AZO
$48.3B
– –
-386
Closed -$305K
BNY
378
Bank of New York Mellon
BNY
$108B
– –
-8,108
Closed -$390K
BOE icon
379
BlackRock Enhanced Global Dividend Trust
BOE
$662M
– –
-19,000
Closed -$220K
BXMX
380
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-17,051
Closed -$217K
CACI icon
381
CACI
CACI
$10.8B
– –
-1,689
Closed -$211K
COF icon
382
Capital One
COF
$124B
– –
-14,606
Closed -$1.28M
DBB icon
383
Invesco DB Base Metals Fund
DBB
$306M
– –
-15,343
Closed -$231K
DBE icon
384
Invesco DB Energy Fund
DBE
$93.4M
– –
-16,971
Closed -$231K
DDD icon
385
3D Systems Corp
DDD
$420M
– –
-14,580
Closed -$208K
DG icon
386
Dollar General
DG
$25.9B
– –
-2,765
Closed -$206K
DPZ icon
387
Domino's
DPZ
$11B
– –
-1,566
Closed -$255K
DY icon
388
Dycom Industries
DY
$12.9B
– –
-3,000
Closed -$241K
EIDO icon
389
iShares MSCI Indonesia ETF
EIDO
$476M
– –
-48,464
Closed -$1.2M
ENZL icon
390
iShares MSCI New Zealand ETF
ENZL
$67.5M
– –
-25,944
Closed -$1.06M
EPU icon
391
iShares MSCI Peru and Global Exposure ETF
EPU
$534M
– –
-31,265
Closed -$1.06M
EWZ icon
392
iShares MSCI Brazil ETF
EWZ
$9.05B
– –
-25,620
Closed -$902K
FN icon
393
Fabrinet
FN
$17.1B
– –
-7,570
Closed -$278K
FTGC icon
394
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
– –
-9,728
Closed -$200K
FTSM icon
395
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-5,383
Closed -$323K
GNL icon
396
Global Net Lease
GNL
$1.87B
– –
-16,724
Closed -$395K
GS icon
397
Goldman Sachs
GS
$313B
– –
-2,050
Closed -$494K
HAL icon
398
Halliburton
HAL
$27.9B
– –
-6,813
Closed -$383K
IBB icon
399
iShares Biotechnology ETF
IBB
$9.31B
– –
-3,306
Closed -$297K
ICE icon
400
Intercontinental Exchange
ICE
$82.4B
– –
-3,580
Closed -$204K
14 15
16
17 18

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.