PFS

Prospera Financial Services Portfolio holdings

AUM $5.37B
1-Year Return 18.82%
This Quarter Return
+1.65%
1 Year Return
+18.82%
3 Year Return
+69.42%
5 Year Return
+120.02%
10 Year Return
+246.56%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$8.67M
Cap. Flow %
1.74%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
$57.5M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$19.6M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$19.3M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$7.12M
5
SPTL icon
SPDR Portfolio Long Term Treasury ETF
SPTL
$6.97M

Top Sells

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$21.6M
2
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$20M
3
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$19.3M
4
EBND icon
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$12.8M
5
PSK icon
SPDR ICE Preferred Securities ETF
PSK
$12.7M

Sector Composition

1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GCVRZ
376
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$5K ﹤0.01%
+20,000
New +$5K
TAL
377
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-53,167
Closed -$713K
AAL icon
378
American Airlines Group
AAL
$8.63B
– –
-97,913
Closed -$2.77M
AEP icon
379
American Electric Power
AEP
$57.8B
– –
-3,225
Closed -$226K
AG icon
380
First Majestic Silver
AG
$4.47B
– –
-15,565
Closed -$211K
BCX icon
381
BlackRock Resources & Commodities Strategy Trust
BCX
$784M
– –
-14,008
Closed -$108K
BWX icon
382
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$1.38B
– –
-699,596
Closed -$20M
CCI icon
383
Crown Castle
CCI
$41.9B
– –
-2,078
Closed -$211K
CMI icon
384
Cummins
CMI
$55.1B
– –
-2,074
Closed -$233K
CTSH icon
385
Cognizant
CTSH
$35.1B
– –
-5,275
Closed -$302K
CYBR icon
386
CyberArk
CYBR
$23.3B
– –
-5,559
Closed -$270K
DBE icon
387
Invesco DB Energy Fund
DBE
$48.7M
– –
-440,870
Closed -$5.54M
EFO icon
388
ProShares Ultra MSCI EAFE
EFO
$21.9M
– –
-74,928
Closed -$2.03M
EGO icon
389
Eldorado Gold
EGO
$5.31B
– –
-2,214
Closed -$50K
EWK icon
390
iShares MSCI Belgium ETF
EWK
$36.8M
– –
-70,554
Closed -$1.25M
EWN icon
391
iShares MSCI Netherlands ETF
EWN
$254M
– –
-48,316
Closed -$1.12M
EXC icon
392
Exelon
EXC
$43.9B
– –
-9,842
Closed -$255K
EXK
393
Endeavour Silver
EXK
$1.74B
– –
-12,800
Closed -$51K
FDUS icon
394
Fidus Investment
FDUS
$757M
– –
-10,055
Closed -$154K
FGD icon
395
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$872M
– –
-9,797
Closed -$218K
FNV icon
396
Franco-Nevada
FNV
$37.3B
– –
-3,100
Closed -$236K
FSTA icon
397
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.35B
– –
-13,509
Closed -$445K
FTGC icon
398
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.22B
– –
-64,893
Closed -$1.41M
FUTY icon
399
Fidelity MSCI Utilities Index ETF
FUTY
$1.93B
– –
-13,230
Closed -$448K
HE icon
400
Hawaiian Electric Industries
HE
$2.12B
– –
-6,100
Closed -$200K
13 14 15
16
17