We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
351
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$377K 0.04%
+10,255
New +$375K
RDS.A
352
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$376K 0.04%
+5,782
New +$370K
VCSH icon
353
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$371K 0.04%
4,607
-630
-12% -$50.3K
MUB icon
354
iShares National Muni Bond ETF
MUB
$45.1B
$369K 0.04%
+3,265
New +$366K
FMHI icon
355
First Trust Municipal High Income ETF
FMHI
$980M
$365K 0.04%
+6,968
New +$361K
FXZ icon
356
First Trust Materials AlphaDEX Fund
FXZ
$378M
$365K 0.04%
9,457
+125
+1% +$4.71K
USIG icon
357
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$362K 0.04%
+6,344
New +$352K
CL icon
358
Colgate-Palmolive
CL
$72.6B
$360K 0.04%
4,969
-7,018
-59% -$498K
DWTR
359
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$358K 0.04%
+11,178
New +$337K
ADBE icon
360
Adobe
ADBE
$89.5B
$356K 0.04%
1,183
-150
-11% -$41.7K
HDV
361
iShares Core High Dividend ETF
HDV
$14.4B
$353K 0.04%
18,660
+965
+5% +$18.1K
TSCO icon
362
Tractor Supply
TSCO
$16.3B
$352K 0.04%
16,015
-1,240
-7% -$25.6K
ITOT icon
363
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$351K 0.04%
+5,262
New +$345K
ZM icon
364
Zoom
ZM
$25.8B
$349K 0.04%
+3,838
New +$316K
JNK icon
365
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$348K 0.04%
3,201
+1,011
+46% +$109K
PII icon
366
Polaris
PII
$4.15B
$348K 0.04%
+3,828
New +$349K
ROST icon
367
Ross Stores
ROST
$76.6B
$348K 0.04%
3,487
+72
+2% +$7.02K
USRT icon
368
iShares Core US REIT ETF
USRT
$4.74B
$348K 0.04%
6,686
+1,111
+20% +$57.9K
REGL icon
369
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$347K 0.04%
+5,937
New +$343K
IWP icon
370
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$346K 0.04%
4,810
+132
+3% +$9.18K
LYB icon
371
LyondellBasell Industries
LYB
$19.5B
$346K 0.04%
+3,957
New +$338K
STIP icon
372
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$346K 0.04%
3,458
-60
-2% -$6K
URI icon
373
United Rentals
URI
$71.1B
$346K 0.04%
2,611
-989
-27% -$126K
CCI icon
374
Crown Castle
CCI
$32.7B
$339K 0.04%
2,548
+151
+6% +$19.4K
IWX icon
375
iShares Russell Top 200 Value ETF
IWX
$4.03B
$339K 0.04%
+6,156
New +$328K
13 14
15
16 17

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.