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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
351
Vanguard Value ETF
VTV
$189B
$258K 0.04%
+2,564
New +$251K
CBI
352
DELISTED
Chicago Bridge & Iron Nv
CBI
$258K 0.04%
15,881
+5,481
+53% +$83.9K
CELG
353
DELISTED
Celgene Corp
CELG
$256K 0.04%
1,752
-1,010
-37% -$138K
FIDU icon
354
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$254K 0.04%
+6,911
New +$243K
BSCH
355
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$251K 0.04%
11,108
– –
PRFZ icon
356
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$250K 0.04%
9,955
+800
+9% +$19K
BSCK
357
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$250K 0.04%
11,613
+1,500
+15% +$32.3K
IBMG
358
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$250K 0.04%
9,797
– –
MUNI icon
359
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$247K 0.04%
4,604
+97
+2% +$5.22K
SPIB icon
360
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$247K 0.04%
7,146
+1,065
+18% +$36.8K
BSCJ
361
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$247K 0.04%
11,614
+1,500
+15% +$31.9K
EMN icon
362
Eastman Chemical
EMN
$7.8B
$246K 0.04%
+2,741
New +$233K
GOOD
363
Gladstone Commercial Corp
GOOD
$627M
$246K 0.04%
+11,030
New +$235K
COP icon
364
ConocoPhillips
COP
$147B
$244K 0.04%
4,895
-1,210
-20% -$54.4K
BSCI
365
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$244K 0.04%
11,515
-1,250
-10% -$26.5K
RCL icon
366
Royal Caribbean
RCL
$78.7B
$243K 0.04%
+1,998
New +$234K
EXC icon
367
Exelon
EXC
$48.6B
$240K 0.04%
+8,831
New +$236K
SNV
368
DELISTED
Synovus
SNV
$239K 0.04%
5,168
– –
EMLC icon
369
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$237K 0.04%
6,201
-1,750
-22% -$67.1K
FTGC icon
370
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$237K 0.04%
11,894
-3,087
-21% -$61.7K
SYY icon
371
Sysco
SYY
$39.7B
$237K 0.04%
4,388
– –
ADBE icon
372
Adobe
ADBE
$89.5B
$231K 0.04%
1,561
+68
+5% +$10.1K
SA
373
Seabridge Gold
SA
$2.8B
$229K 0.03%
18,014
+600
+3% +$6.95K
TJX icon
374
TJX Companies
TJX
$170B
$229K 0.03%
6,224
-48
-0.8% -$1.71K
BAC.PRL icon
375
Bank of America Series L
BAC.PRL
$3.95B
$227K 0.03%
175
– –
13 14
15
16 17

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.