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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
351
Bath & Body Works
BBWI
$4.01B
$200K 0.04%
5,730
+1,074
+23% +$48.4K
SYK icon
352
Stryker
SYK
$127B
$200K 0.04%
+1,522
New +$192K
GPRO icon
353
GoPro
GPRO
$116M
$187K 0.03%
22,150
-765
-3% -$6.93K
SLV icon
354
iShares Silver Trust
SLV
$28.1B
$186K 0.03%
+10,742
New +$178K
JTD
355
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$183K 0.03%
12,250
+1,000
+9% +$14.6K
NOVN
356
DELISTED
Novan, Inc. Common Stock
NOVN
$176K 0.03%
2,777
+299
+12% +$31.1K
OPK icon
357
Opko Health
OPK
$921M
$174K 0.03%
22,840
-2,980
-12% -$25.1K
NLY icon
358
Annaly Capital Management
NLY
$16.9B
$173K 0.03%
3,883
+89
+2% +$3.79K
PHK
359
PIMCO High Income Fund
PHK
$861M
$162K 0.03%
18,657
-5,826
-24% -$52.8K
VGM icon
360
Invesco Trust Investment Grade Municipals
VGM
$549M
$162K 0.03%
12,507
– –
NUV icon
361
Nuveen Municipal Value Fund
NUV
$1.91B
$156K 0.03%
15,962
– –
VKQ icon
362
Invesco Municipal Trust
VKQ
$536M
$154K 0.03%
+12,290
New +$153K
BGY icon
363
BlackRock Enhanced International Dividend Trust
BGY
$512M
$153K 0.03%
26,475
-19,000
-42% -$108K
FCX icon
364
Freeport-McMoran
FCX
$90B
$140K 0.03%
10,491
+60
+0.6% +$862
CRDF icon
365
Cardiff Oncology
CRDF
$64.3M
$139K 0.03%
1,932
-111
-5% -$15.1K
ADAM
366
Adamas Trust
ADAM
$777M
$133K 0.02%
5,483
+357
+7% +$9.21K
SRC
367
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$104K 0.02%
2,290
– –
ASTC icon
368
Astrotech Corp
ASTC
$14.5M
$96K 0.02%
507
– –
DX
369
Dynex Capital
DX
$2.99B
$74K 0.01%
+3,642
New +$74.5K
SIRI icon
370
SiriusXM
SIRI
$10B
$62K 0.01%
1,220
– –
WIN
371
DELISTED
Windstream Holdings Inc
WIN
$57K 0.01%
2,058
-35
-2% -$1.25K
CIF
372
DELISTED
MFS Intermediate High Income Fund
CIF
$52K 0.01%
19,610
-69,475
-78% -$181K
MPVD
373
DELISTED
Mountain Province Diamonds Inc.
MPVD
$52K 0.01%
15,000
-25,000
-63% -$108K
SDRL
374
DELISTED
Seadrill Limited Common Stock
SDRL
$29K 0.01%
149
-2
-1% -$1.14K
REFR icon
375
Research Frontiers
REFR
$16.1M
$26K ﹤0.01%
19,800
– –
13 14
15
16 17

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.