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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
351
DELISTED
Monsanto Co
MON
$207K 0.04%
1,968
-472
-19% -$48.4K
DG icon
352
Dollar General
DG
$25.9B
$206K 0.04%
2,765
-621
-18% -$45.3K
ICF icon
353
iShares Select U.S. REIT ETF
ICF
$2.12B
$206K 0.04%
4,104
-212
-5% -$10.4K
MPVD
354
DELISTED
Mountain Province Diamonds Inc.
MPVD
$206K 0.04%
40,000
-59,500
-60% -$300K
ICE icon
355
Intercontinental Exchange
ICE
$82.4B
$204K 0.04%
3,580
-255
-7% -$14.1K
IBMK
356
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$203K 0.04%
8,000
– –
IBMH
357
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$203K 0.04%
8,000
– –
IBMJ
358
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$202K 0.04%
8,000
– –
IBMI
359
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$202K 0.04%
8,000
– –
FTGC icon
360
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$200K 0.04%
+9,728
New +$199K
NOC icon
361
Northrop Grumman
NOC
$77B
$200K 0.04%
854
-95
-10% -$22.1K
PGX icon
362
Invesco Preferred ETF
PGX
$3.84B
$200K 0.04%
+13,991
New +$204K
TWTR
363
DELISTED
Twitter, Inc.
TWTR
$174K 0.03%
+10,208
New +$187K
CART
364
DELISTED
Carolina Trust BancShares
CART
$174K 0.03%
26,750
– –
CHK
365
DELISTED
Chesapeake Energy Corporation
CHK
$169K 0.03%
+118
New +$154K
VGM icon
366
Invesco Trust Investment Grade Municipals
VGM
$549M
$159K 0.03%
+12,507
New +$163K
JTD
367
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$157K 0.03%
11,250
– –
TIPT icon
368
Tiptree Inc
TIPT
$668M
$156K 0.03%
25,330
-5,215
-17% -$32.4K
NUV icon
369
Nuveen Municipal Value Fund
NUV
$1.91B
$153K 0.03%
15,962
-1,619
-9% -$15.9K
NLY icon
370
Annaly Capital Management
NLY
$16.9B
$152K 0.03%
3,794
+296
+8% +$12K
FCX icon
371
Freeport-McMoran
FCX
$90B
$142K 0.03%
10,431
-936
-8% -$12K
SDRL
372
DELISTED
Seadrill Limited Common Stock
SDRL
$142K 0.03%
151
+81
+116% +$59.3K
ADAM
373
Adamas Trust
ADAM
$777M
$136K 0.03%
5,126
+25
+0.5% +$633
SRC
374
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$112K 0.02%
+2,290
New +$116K
ASTC icon
375
Astrotech Corp
ASTC
$14.5M
$108K 0.02%
507
– –
13 14
15
16 17

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.