PFS

Prospera Financial Services Portfolio holdings

AUM $5.37B
1-Year Return 18.82%
This Quarter Return
+1.65%
1 Year Return
+18.82%
3 Year Return
+69.42%
5 Year Return
+120.02%
10 Year Return
+246.56%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$8.67M
Cap. Flow %
1.74%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
$57.5M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$19.6M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$19.3M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$7.12M
5
SPTL icon
SPDR Portfolio Long Term Treasury ETF
SPTL
$6.97M

Top Sells

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$21.6M
2
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$20M
3
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$19.3M
4
EBND icon
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$12.8M
5
PSK icon
SPDR ICE Preferred Securities ETF
PSK
$12.7M

Sector Composition

1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UNP icon
351
Union Pacific
UNP
$131B
$205K 0.04%
+2,098
New +$205K
IBMH
352
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$205K 0.04%
8,000
– –
NOC icon
353
Northrop Grumman
NOC
$83.2B
$203K 0.04%
949
-244
-20% -$52.2K
GM icon
354
General Motors
GM
$55.5B
$200K 0.04%
6,281
-6,594
-51% -$210K
TROW icon
355
T Rowe Price
TROW
$23.8B
$200K 0.04%
+3,001
New +$200K
NEA icon
356
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$197K 0.04%
+13,485
New +$197K
NUV icon
357
Nuveen Municipal Value Fund
NUV
$1.82B
$186K 0.04%
+17,581
New +$186K
TIPT icon
358
Tiptree Inc
TIPT
$849M
$181K 0.04%
30,545
-21,001
-41% -$124K
JTD
359
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$167K 0.03%
11,250
– –
CART
360
DELISTED
Carolina Trust BancShares
CART
$163K 0.03%
26,750
+2,813
+12% +$17.1K
LUMO
361
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$153K 0.03%
1,133
– –
NLY icon
362
Annaly Capital Management
NLY
$14.2B
$147K 0.03%
3,498
-2,781
-44% -$117K
PHYS icon
363
Sprott Physical Gold
PHYS
$12.8B
$126K 0.03%
11,466
-1,940
-14% -$21.3K
ASTC icon
364
Astrotech Corp
ASTC
$8.47M
$125K 0.03%
507
– –
FCX icon
365
Freeport-McMoran
FCX
$66.5B
$123K 0.02%
11,367
-2,722
-19% -$29.5K
ADAM
366
Adamas Trust, Inc. Common Stock
ADAM
$669M
$123K 0.02%
5,101
+50
+1% +$1.21K
NOK icon
367
Nokia
NOK
$24.5B
$109K 0.02%
18,803
+1,000
+6% +$5.8K
S
368
DELISTED
Sprint Corporation
S
$99K 0.02%
+15,000
New +$99K
REFR icon
369
Research Frontiers
REFR
$43.4M
$51K 0.01%
19,800
– –
SIRI icon
370
SiriusXM
SIRI
$8.1B
$51K 0.01%
1,220
– –
SDRL
371
DELISTED
Seadrill Limited Common Stock
SDRL
$45K 0.01%
70
– –
AXAS
372
DELISTED
Abraxas Petroleum Corporation
AXAS
$40K 0.01%
1,175
-100
-8% -$3.4K
XBKS
373
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
$39K 0.01%
+1,704
New +$39K
VNR
374
DELISTED
Vanguard Natural Resources, LLC
VNR
$11K ﹤0.01%
12,495
-1,200
-9% -$1.06K
UEC icon
375
Uranium Energy
UEC
$4.96B
$10K ﹤0.01%
+10,000
New +$10K
13 14
15
16 17