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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
351
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
– –
-4,032
Closed -$216K
IJT icon
352
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
– –
-3,632
Closed -$226K
INDY icon
353
iShares S&P India Nifty 50 Index Fund
INDY
$545M
– –
-25,457
Closed -$692K
IWD icon
354
iShares Russell 1000 Value ETF
IWD
$82B
– –
-9,841
Closed -$963K
IWP icon
355
iShares Russell Mid-Cap Growth ETF
IWP
$20B
– –
-4,860
Closed -$223K
IWS icon
356
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
– –
-3,527
Closed -$242K
LHX icon
357
L3Harris
LHX
$55.9B
– –
-2,616
Closed -$227K
MCR
358
DELISTED
MFS Charter Income Trust
MCR
– –
-14,189
Closed -$108K
MDIV icon
359
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
– –
-12,477
Closed -$229K
MET icon
360
MetLife
MET
$61B
– –
-4,703
Closed -$202K
MPC icon
361
Marathon Petroleum
MPC
$90.3B
– –
-5,728
Closed -$297K
OEF icon
362
iShares S&P 100 ETF
OEF
$19.8B
– –
-2,753
Closed -$251K
PB icon
363
Prosperity Bancshares
PB
$8.77B
– –
-5,500
Closed -$263K
SPSB icon
364
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-248,946
Closed -$7.57M
SPTI icon
365
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
– –
-254,742
Closed -$7.67M
STZ icon
366
Constellation Brands
STZ
$22.2B
– –
-2,726
Closed -$388K
UNP icon
367
Union Pacific
UNP
$183B
– –
-3,536
Closed -$277K
WM icon
368
Waste Management
WM
$95.9B
– –
-4,802
Closed -$256K
XLB icon
369
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
– –
-124,396
Closed -$2.7M
XLV icon
370
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
– –
-29,025
Closed -$2.09M
VTA
371
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-15,393
Closed -$162K
CHK
372
DELISTED
Chesapeake Energy Corporation
CHK
– –
-51
Closed -$46K
ESRX
373
DELISTED
Express Scripts Holding Company
ESRX
– –
-3,152
Closed -$276K
SBY
374
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-28,000
Closed -$438K
WR
375
DELISTED
Westar Energy Inc
WR
– –
-8,475
Closed -$359K
12 13 14
15
16

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.