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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
326
Zoetis
ZTS
$31.9B
$835K 0.06%
5,036
+4,387
+676% +$713K
CRDF icon
327
Cardiff Oncology
CRDF
$66.2M
$833K 0.06%
+46,284
New +$813K
ASML icon
328
ASML
ASML
$634B
$826K 0.06%
1,694
+774
+84% +$326K
BRO icon
329
Brown & Brown
BRO
$23.7B
$813K 0.06%
17,138
+13,192
+334% +$607K
TTD icon
330
Trade Desk
TTD
$8.59B
$811K 0.06%
10,130
+5,680
+128% +$429K
DOCU
331
DocuSign
DOCU
$10.4B
$810K 0.06%
3,649
+3,219
+749% +$723K
UWM icon
332
ProShares Ultra Russell2000
UWM
$247M
$804K 0.06%
+17,950
New +$647K
SJM icon
333
J.M. Smucker
SJM
$13.1B
$803K 0.06%
6,939
+6,880
+11,661% +$800K
GBIL icon
334
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$796K 0.05%
7,950
+6,600
+489% +$661K
IBUY icon
335
Amplify Online Retail ETF
IBUY
$111M
$785K 0.05%
6,872
+5,727
+500% +$582K
WM icon
336
Waste Management
WM
$90.9B
$785K 0.05%
6,657
+2,946
+79% +$344K
TT icon
337
Trane Technologies
TT
$97.3B
$767K 0.05%
5,275
-610
-10% -$84.2K
MTUM icon
338
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
$766K 0.05%
4,740
+1,412
+42% +$216K
VWO icon
339
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$766K 0.05%
15,287
+2,412
+19% +$113K
ADBE icon
340
Adobe
ADBE
$98.5B
$764K 0.05%
1,522
+1,303
+595% +$629K
SE icon
341
Sea Limited
SE
$65.1B
$763K 0.05%
3,835
+1,310
+52% +$233K
DXCM icon
342
DexCom
DXCM
$28.8B
$762K 0.05%
8,248
+8,208
+20,520% +$733K
IUSV icon
343
iShares Core S&P US Value ETF
IUSV
$27.2B
$749K 0.05%
+12,039
New +$705K
CHY
344
Calamos Convertible and High Income Fund
CHY
$999M
$737K 0.05%
+51,616
New +$672K
SDIV icon
345
Global X SuperDividend ETF
SDIV
$1.22B
$728K 0.05%
18,887
+18,504
+4,831% +$658K
DRSK icon
346
Aptus Defined Risk ETF
DRSK
$1.51B
$726K 0.05%
+24,746
New +$745K
PM icon
347
Philip Morris
PM
$299B
$726K 0.05%
8,769
+5,870
+202% +$457K
SCHZ icon
348
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$726K 0.05%
25,900
+24,246
+1,466% +$678K
BSCN
349
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$725K 0.05%
+33,131
New +$724K
IWY icon
350
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$722K 0.05%
+5,426
New +$684K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.