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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGK icon
326
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$425K 0.05%
+16,420
New +$418K
AXP icon
327
American Express
AXP
$223B
$415K 0.05%
+3,349
New +$393K
NOC icon
328
Northrop Grumman
NOC
$77B
$412K 0.05%
1,270
+200
+19% +$59.6K
GM icon
329
General Motors
GM
$74.7B
$408K 0.05%
10,593
-3
-0% -$112
SU icon
330
Suncor Energy
SU
$77.7B
$403K 0.05%
12,851
+251
+2% +$8.03K
MA icon
331
Mastercard
MA
$477B
$401K 0.05%
1,496
-145
-9% -$36.3K
VO icon
332
Vanguard Mid-Cap ETF
VO
$106B
$400K 0.04%
9,516
-1,920
-17% -$78.6K
BSCJ
333
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$400K 0.04%
+18,960
New +$400K
MU icon
334
Micron Technology
MU
$1.04T
$399K 0.04%
10,202
-347
-3% -$13.2K
BUD icon
335
AB InBev
BUD
$158B
$398K 0.04%
4,445
-119
-3% -$10.2K
ENB icon
336
Enbridge
ENB
$124B
$398K 0.04%
11,015
-147
-1% -$5.35K
IWR icon
337
iShares Russell Mid-Cap ETF
IWR
$56.8B
$398K 0.04%
+7,013
New +$385K
IIM icon
338
Invesco Value Municipal Income Trust
IIM
$583M
$393K 0.04%
25,922
– –
GE icon
339
GE Aerospace
GE
$367B
$392K 0.04%
+7,486
New +$368K
CSX icon
340
CSX Corp
CSX
$98.6B
$391K 0.04%
14,982
-1,857
-11% -$47.8K
CMS icon
341
CMS Energy
CMS
$23.1B
$387K 0.04%
6,614
– –
TWTR
342
DELISTED
Twitter, Inc.
TWTR
$386K 0.04%
10,980
-107
-1% -$3.93K
FEMB icon
343
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$384K 0.04%
+9,776
New +$370K
PUI icon
344
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
$384K 0.04%
+11,810
New +$380K
SPYG icon
345
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$384K 0.04%
+9,915
New +$377K
UL icon
346
Unilever
UL
$131B
$384K 0.04%
+5,492
New +$373K
XEL icon
347
Xcel Energy
XEL
$51B
$383K 0.04%
+6,384
New +$367K
RSG icon
348
Republic Services
RSG
$66.7B
$379K 0.04%
4,339
+186
+4% +$15.5K
TIP icon
349
iShares TIPS Bond ETF
TIP
$14.5B
$378K 0.04%
3,276
-104
-3% -$11.8K
GWW icon
350
W.W. Grainger
GWW
$65.3B
$377K 0.04%
1,406
-123
-8% -$34.5K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.