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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
326
DELISTED
Twitter, Inc.
TWTR
$249K 0.05%
+8,608
New +$270K
WEC icon
327
WEC Energy
WEC
$37.7B
$248K 0.05%
+3,606
New +$253K
RIG icon
328
Transocean
RIG
$5.92B
$245K 0.05%
32,549
– –
AGGP
329
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$243K 0.05%
12,845
-4,446
-26% -$84K
GLU
330
Gabelli Utility & Income Trust
GLU
$116M
$242K 0.05%
15,000
– –
NVO
331
Novo Nordisk
NVO
$216B
$242K 0.05%
+10,236
New +$227K
SLV icon
332
iShares Silver Trust
SLV
$28.1B
$242K 0.05%
16,631
+6,331
+61% +$86.5K
UN
333
DELISTED
Unilever NV New York Registry Shares
UN
$240K 0.05%
+4,448
New +$243K
COR icon
334
Cencora
COR
$60.3B
$236K 0.05%
3,169
+4
+0.1% +$345
VFC icon
335
VF Corp
VFC
$6.68B
$235K 0.05%
3,497
-1,918
-35% -$147K
AFL icon
336
Aflac
AFL
$63.9B
$234K 0.05%
5,180
-6,505
-56% -$289K
GDX icon
337
VanEck Gold Miners ETF
GDX
$23B
$232K 0.05%
+10,919
New +$214K
LIT icon
338
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$232K 0.05%
+8,593
New +$261K
WBA
339
DELISTED
Walgreens Boots Alliance
WBA
$232K 0.05%
3,366
+239
+8% +$18.5K
FMHI icon
340
First Trust Municipal High Income ETF
FMHI
$980M
$231K 0.05%
+4,614
New +$230K
WELL icon
341
Welltower
WELL
$178B
$229K 0.05%
+3,311
New +$225K
IVW icon
342
iShares S&P 500 Growth ETF
IVW
$72.5B
$226K 0.05%
5,972
-1,564
-21% -$63.3K
FDX icon
343
FedEx
FDX
$74.5B
$225K 0.05%
+1,390
New +$294K
HAL icon
344
Halliburton
HAL
$27.9B
$223K 0.05%
+8,101
New +$273K
PFXF icon
345
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$223K 0.05%
12,589
– –
IFLN
346
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$223K 0.05%
12,593
-2,918
-19% -$52.9K
VGM icon
347
Invesco Trust Investment Grade Municipals
VGM
$549M
$222K 0.04%
19,307
+2,500
+15% +$28.6K
AWK icon
348
American Water Works
AWK
$26.3B
$221K 0.04%
2,460
+103
+4% +$9.4K
MPC icon
349
Marathon Petroleum
MPC
$90.3B
$221K 0.04%
3,626
-1,466
-29% -$100K
XTN icon
350
State Street SPDR S&P Transportation ETF
XTN
$403M
$221K 0.04%
4,134
-1,775
-30% -$106K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.