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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
326
Vodafone
VOD
$34.9B
$278K 0.05%
11,438
-724
-6% -$16.8K
EBAY icon
327
eBay
EBAY
$48.6B
$275K 0.05%
7,606
-3,059
-29% -$106K
USB icon
328
US Bancorp
USB
$99.6B
$275K 0.05%
5,371
-820
-13% -$43.4K
BN icon
329
Brookfield
BN
$102B
$274K 0.05%
18,918
– –
COR icon
330
Cencora
COR
$60.3B
$274K 0.05%
3,165
-527
-14% -$45.6K
SYK icon
331
Stryker
SYK
$127B
$274K 0.05%
1,621
-29
-2% -$4.95K
AMD icon
332
CALL
Advanced Micro Devices
AMD
$851B
$273K 0.05%
+500
New +$11.3K
DEO icon
333
Diageo
DEO
$46.2B
$270K 0.05%
1,906
-1,105
-37% -$159K
EMN icon
334
Eastman Chemical
EMN
$7.8B
$270K 0.05%
2,757
-1,210
-31% -$120K
SHW icon
335
Sherwin-Williams
SHW
$78.3B
$269K 0.05%
1,959
-81
-4% -$12K
VPU
336
Vanguard Utilities ETF
VPU
$8.83B
$268K 0.05%
2,297
-1,079
-32% -$128K
CART
337
DELISTED
Carolina Trust BancShares
CART
$268K 0.05%
32,482
-4,893
-13% -$40.4K
CLX icon
338
Clorox
CLX
$11.6B
$267K 0.05%
1,908
+5
+0.3% +$710
IP icon
339
International Paper
IP
$22.3B
$267K 0.05%
5,599
-179
-3% -$8.88K
GS icon
340
Goldman Sachs
GS
$313B
$265K 0.05%
1,172
-209
-15% -$48.6K
TGT icon
341
Target
TGT
$62.1B
$265K 0.05%
3,414
-177
-5% -$14.7K
VIG icon
342
Vanguard Dividend Appreciation ETF
VIG
$111B
$262K 0.05%
2,528
-501
-17% -$53.9K
VLO icon
343
Valero Energy
VLO
$89.8B
$260K 0.05%
2,242
-431
-16% -$48.9K
TIPT icon
344
Tiptree Inc
TIPT
$668M
$258K 0.05%
37,948
– –
CXT icon
345
Crane NXT
CXT
$3.04B
$257K 0.05%
7,451
-4,186
-36% -$130K
PX
346
DELISTED
Praxair Inc
PX
$257K 0.05%
1,586
+324
+26% +$52K
AXP icon
347
American Express
AXP
$223B
$256K 0.05%
2,510
-762
-23% -$79.3K
SLB icon
348
SLB Ltd
SLB
$77.8B
$256K 0.05%
3,901
-949
-20% -$61.1K
LRCX icon
349
Lam Research
LRCX
$382B
$255K 0.05%
15,060
-7,070
-32% -$121K
IWR icon
350
iShares Russell Mid-Cap ETF
IWR
$56.8B
$254K 0.05%
4,688
-1,040
-18% -$57K
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.