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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
326
AB InBev
BUD
$158B
$295K 0.04%
2,463
+500
+25% +$58.6K
QCOM icon
327
Qualcomm
QCOM
$176B
$294K 0.04%
5,665
+1,921
+51% +$102K
VCSH icon
328
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$294K 0.04%
3,679
+325
+10% +$26K
CART
329
DELISTED
Carolina Trust BancShares
CART
$294K 0.04%
36,125
– –
BRK.A icon
330
Berkshire Hathaway Class A
BRK.A
$1.07T
$292K 0.04%
71
– –
CXP
331
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$289K 0.04%
13,388
– –
PGX icon
332
Invesco Preferred ETF
PGX
$3.84B
$285K 0.04%
18,952
+3,627
+24% +$54.7K
CG icon
333
Carlyle Group
CG
$16.3B
$284K 0.04%
+12,002
New +$256K
GSK icon
334
GSK
GSK
$103B
$284K 0.04%
5,571
-1,239
-18% -$62.9K
JNK icon
335
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$284K 0.04%
2,540
+104
+4% +$11.6K
DWX icon
336
State Street SPDR S&P International Dividend ETF
DWX
$521M
$283K 0.04%
7,009
-275
-4% -$11.1K
CHK
337
DELISTED
Chesapeake Energy Corporation
CHK
$282K 0.04%
330
+45
+16% +$38.6K
CAH icon
338
Cardinal Health
CAH
$53.4B
$281K 0.04%
4,168
+100
+2% +$7.07K
XTN icon
339
State Street SPDR S&P Transportation ETF
XTN
$403M
$280K 0.04%
4,662
+762
+20% +$43K
RIG icon
340
Transocean
RIG
$5.92B
$277K 0.04%
26,252
+5,300
+25% +$45.6K
TIPT icon
341
Tiptree Inc
TIPT
$668M
$276K 0.04%
44,077
– –
ICE icon
342
Intercontinental Exchange
ICE
$82.4B
$272K 0.04%
3,855
-1,632
-30% -$108K
PKB icon
343
Invesco Building & Construction ETF
PKB
$438M
$272K 0.04%
+8,600
New +$255K
ITW icon
344
Illinois Tool Works
ITW
$81.4B
$270K 0.04%
1,806
-51
-3% -$7.25K
IVW icon
345
iShares S&P 500 Growth ETF
IVW
$72.5B
$270K 0.04%
7,524
-2,020
-21% -$71.2K
FXR icon
346
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$267K 0.04%
7,115
-677
-9% -$24.2K
UTHR icon
347
United Therapeutics
UTHR
$26.3B
$263K 0.04%
2,150
+50
+2% +$6.38K
PXD
348
DELISTED
Pioneer Natural Resource Co.
PXD
$260K 0.04%
1,735
-113
-6% -$16.2K
FTSM icon
349
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$259K 0.04%
4,322
-2,332
-35% -$140K
DLTR icon
350
Dollar Tree
DLTR
$23.1B
$258K 0.04%
+2,925
New +$223K
12 13
14
15 16

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.