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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
326
First Trust Value Line Dividend Fund
FVD
$8.29B
$217K 0.04%
+7,508
New +$215K
PRFZ icon
327
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$217K 0.04%
9,335
– –
IWD icon
328
iShares Russell 1000 Value ETF
IWD
$82B
$216K 0.04%
+1,891
New +$217K
ACH
329
Accendra Health
ACH
$240M
$216K 0.04%
+6,392
New +$228K
BSCK
330
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$216K 0.04%
+10,113
New +$216K
BSCJ
331
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$215K 0.04%
10,114
– –
HACK icon
332
Amplify Cybersecurity ETF
HACK
$2.63B
$214K 0.04%
+7,383
New +$212K
PGX icon
333
Invesco Preferred ETF
PGX
$3.84B
$214K 0.04%
14,389
+398
+3% +$5.83K
SNV
334
DELISTED
Synovus
SNV
$214K 0.04%
5,313
– –
OEF icon
335
iShares S&P 100 ETF
OEF
$19.8B
$211K 0.04%
+2,016
New +$208K
AMJ
336
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$211K 0.04%
6,542
-23
-0.4% -$751
GRA
337
DELISTED
W.R. Grace & Co.
GRA
$211K 0.04%
3,100
+100
+3% +$7.02K
BAC.PRL icon
338
Bank of America Series L
BAC.PRL
$3.95B
$210K 0.04%
175
– –
LULU icon
339
lululemon athletica
LULU
$13B
$210K 0.04%
+4,045
New +$266K
DD
340
DELISTED
Du Pont De Nemours E I
DD
$208K 0.04%
+2,592
New +$201K
WBA
341
DELISTED
Walgreens Boots Alliance
WBA
$207K 0.04%
2,502
– –
AGN.PRA
342
DELISTED
Allergan plc
AGN.PRA
$207K 0.04%
+245
New +$203K
IBMK
343
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$206K 0.04%
8,000
– –
CL icon
344
Colgate-Palmolive
CL
$72.6B
$205K 0.04%
+2,796
New +$196K
XTN icon
345
State Street SPDR S&P Transportation ETF
XTN
$403M
$205K 0.04%
+3,900
New +$213K
IBMJ
346
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$205K 0.04%
8,000
– –
IBMH
347
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$204K 0.04%
8,000
– –
IBMI
348
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$204K 0.04%
8,000
– –
ALL icon
349
Allstate
ALL
$66.9B
$201K 0.04%
+2,463
New +$194K
MU icon
350
Micron Technology
MU
$1.04T
$201K 0.04%
+6,978
New +$170K
12 13
14
15 16

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.