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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
+$47.8M
Cap. Flow
+$45.6M
Cap. Flow %
10.16%
Top 10 Hldgs %
47.67%
Holding
363
New
72
Increased
145
Reduced
82
Closed
42

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
GG
Goldcorp Inc
GG
+$21.2M
3
IYE icon
iShares US Energy ETF
IYE
+$19.8M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$12M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.57M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$21.2M
2
IYW icon
iShares US Technology ETF
IYW
+$21.1M
3
IYF icon
iShares US Financials ETF
IYF
+$21M
4
IDU icon
iShares US Utilities ETF
IDU
+$20.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$3.04M

Sector Composition

Rank Sector Weight
1 Materials 7.42%
2 Energy 3.87%
3 Technology 3.14%
4 Consumer Staples 2.79%
5 Communication Services 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
326
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
– –
-20,223
Closed -$940K
FXL icon
327
First Trust Technology AlphaDEX Fund
FXL
$2.47B
– –
-43,762
Closed -$1.51M
FXO icon
328
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-29,451
Closed -$685K
GDX icon
329
VanEck Gold Miners ETF
GDX
$23B
– –
-21,520
Closed -$396K
GRMN
330
Garmin
GRMN
$46.9B
– –
-10,433
Closed -$551K
HSY icon
331
Hershey
HSY
$35.4B
– –
-3,667
Closed -$381K
IDU icon
332
iShares US Utilities ETF
IDU
$1.41B
– –
-352,612
Closed -$20.9M
IGOV icon
333
iShares International Treasury Bond ETF
IGOV
$1.34B
– –
-7,274
Closed -$352K
IYF icon
334
iShares US Financials ETF
IYF
$4.39B
– –
-466,694
Closed -$21M
LYB icon
335
LyondellBasell Industries
LYB
$19.5B
– –
-4,746
Closed -$377K
OXY icon
336
Occidental Petroleum
OXY
$57B
– –
-4,779
Closed -$385K
PBI icon
337
Pitney Bowes
PBI
$2.42B
– –
-23,485
Closed -$572K
PLOW icon
338
Douglas Dynamics
PLOW
$1.07B
– –
-11,617
Closed -$249K
RCS
339
PIMCO Strategic Income Fund
RCS
$243M
$0 ﹤0.01%
18,643
-63,838
-77% -$611K
RSPS icon
340
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
– –
-11,400
Closed -$238K
SFL icon
341
SFL Corp
SFL
$1.59B
– –
-11,601
Closed -$164K
SGU icon
342
Star Group
SGU
$428M
– –
-26,379
Closed -$161K
SPFF icon
343
Global X SuperIncome Preferred ETF
SPFF
$139M
– –
-13,500
Closed -$196K
SSO icon
344
ProShares Ultra S&P500
SSO
$7.82B
– –
-375,104
Closed -$3.01M
TTE icon
345
TotalEnergies
TTE
$193B
– –
-11,634
Closed -$596K
WMS icon
346
Advanced Drainage Systems
WMS
$10.9B
– –
-14,182
Closed -$326K
XLU icon
347
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
– –
-45,970
Closed -$1.08M
XSLV icon
348
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
– –
-6,035
Closed -$203K
RDS.A
349
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,006
Closed -$201K
MLPI
350
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-6,152
Closed -$250K
11 12 13
14
15

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Prospera Financial Services held 363 positions worth $449M, up 12% from $401M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Prospera Financial Services deployed $45.6M of net new capital in Q1 2015, opening 72 new positions and adding to 145 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.

By sector, the portfolio is most concentrated in Materials at 7.4% of assets, up from 1.9% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $21.2M trimmed.

  • Prospera Financial Services's largest Q1 2015 buy was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2015, an estimated $12M increase.
  • Prospera Financial Services's biggest Q1 2015 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $21.2M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q1 2015, selling an estimated $21M.
  • Prospera Financial Services's ten largest holdings make up 48% of its $449M portfolio in Q1 2015.
  • Prospera Financial Services opened 72 new positions and closed 42 in Q1 2015.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2015, filed 22 Apr 2015.