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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
301
First Trust Capital Strength ETF
FTCS
$7.88B
$277K 0.06%
+5,748
New +$297K
LYB icon
302
LyondellBasell Industries
LYB
$19.5B
$276K 0.06%
+3,197
New +$292K
MU icon
303
Micron Technology
MU
$1.04T
$276K 0.06%
8,621
-4,326
-33% -$164K
USB icon
304
US Bancorp
USB
$99.6B
$275K 0.06%
5,965
+594
+11% +$30.6K
ENB icon
305
Enbridge
ENB
$124B
$273K 0.06%
8,713
+372
+4% +$12K
IWO icon
306
iShares Russell 2000 Growth ETF
IWO
$14.5B
$272K 0.05%
1,600
-2,031
-56% -$379K
OLED icon
307
Universal Display
OLED
$3.71B
$271K 0.05%
+2,895
New +$292K
KMI icon
308
Kinder Morgan
KMI
$73.1B
$269K 0.05%
16,842
+4,436
+36% +$75.1K
OMC icon
309
Omnicom Group
OMC
$22.7B
$268K 0.05%
+3,657
New +$271K
VUG icon
310
Vanguard Growth ETF
VUG
$216B
$268K 0.05%
11,886
+390
+3% +$9.45K
WM icon
311
Waste Management
WM
$95.9B
$267K 0.05%
2,999
-2,079
-41% -$187K
CART
312
DELISTED
Carolina Trust BancShares
CART
$266K 0.05%
34,982
+2,500
+8% +$20K
MDLZ icon
313
Mondelez International
MDLZ
$77.7B
$263K 0.05%
6,539
+959
+17% +$40.9K
BKLN icon
314
Invesco Senior Loan ETF
BKLN
$7.1B
$262K 0.05%
12,010
-54,695
-82% -$1.24M
PAYX icon
315
Paychex
PAYX
$40.4B
$261K 0.05%
+3,966
New +$269K
BN icon
316
Brookfield
BN
$102B
$259K 0.05%
18,918
– –
MCHP icon
317
Microchip Technology
MCHP
$42.8B
$259K 0.05%
+7,484
New +$264K
BOTZ icon
318
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$257K 0.05%
+15,346
New +$298K
PXD
319
DELISTED
Pioneer Natural Resource Co.
PXD
$257K 0.05%
1,849
+250
+16% +$38.2K
FDT icon
320
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$255K 0.05%
5,154
-21,903
-81% -$1.15M
GM icon
321
General Motors
GM
$74.7B
$255K 0.05%
+7,637
New +$264K
DOCU
322
DocuSign
DOCU
$9.63B
$254K 0.05%
6,200
-180
-3% -$7.56K
FGD icon
323
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$254K 0.05%
11,607
+68
+0.6% +$1.6K
DWX icon
324
State Street SPDR S&P International Dividend ETF
DWX
$521M
$249K 0.05%
7,129
-1,090
-13% -$39.3K
FLDR icon
325
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$249K 0.05%
+5,000
New +$250K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.