We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBANP
301
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$333K 0.05%
234
– –
BABA icon
302
Alibaba
BABA
$269B
$332K 0.05%
1,914
-775
-29% -$126K
FREL icon
303
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$332K 0.05%
13,637
+1,143
+9% +$27.9K
GIS icon
304
General Mills
GIS
$19.2B
$332K 0.05%
6,379
-55
-0.9% -$3.02K
PSX icon
305
Phillips 66
PSX
$82.9B
$330K 0.05%
3,590
+12
+0.3% +$1.02K
VUG icon
306
Vanguard Growth ETF
VUG
$216B
$327K 0.05%
14,724
+4,944
+51% +$107K
SLB icon
307
SLB Ltd
SLB
$78.4B
$324K 0.05%
4,652
+6
+0.1% +$397
HDV
308
iShares Core High Dividend ETF
HDV
$14.4B
$323K 0.05%
18,765
-180
-1% -$3.03K
IYE icon
309
iShares US Energy ETF
IYE
$1.74B
$321K 0.05%
8,580
+220
+3% +$7.82K
FBT icon
310
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$320K 0.05%
2,575
-176
-6% -$20.8K
FXI icon
311
iShares China Large-Cap ETF
FXI
$4.31B
$320K 0.05%
7,261
+1,000
+16% +$42.9K
ORCL icon
312
Oracle
ORCL
$331B
$320K 0.05%
6,564
+1,725
+36% +$85.8K
FXD icon
313
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$316K 0.05%
8,184
-1,203
-13% -$44.8K
GLU
314
Gabelli Utility & Income Trust
GLU
$116M
$316K 0.05%
15,400
– –
LEA icon
315
Lear
LEA
$7.19B
$315K 0.05%
1,790
-214
-11% -$32.4K
IWR icon
316
iShares Russell Mid-Cap ETF
IWR
$56.8B
$309K 0.05%
6,208
+428
+7% +$20.7K
SCG
317
DELISTED
Scana
SCG
$309K 0.05%
6,369
+1,113
+21% +$68.3K
IWV icon
318
iShares Russell 3000 ETF
IWV
$19.5B
$304K 0.05%
2,029
– –
JWN
319
DELISTED
Nordstrom
JWN
$302K 0.05%
6,814
+269
+4% +$12.5K
TWTR
320
DELISTED
Twitter, Inc.
TWTR
$302K 0.05%
17,040
-540
-3% -$9.43K
LHX icon
321
L3Harris
LHX
$55.9B
$301K 0.05%
2,285
+93
+4% +$11.2K
AIVL icon
322
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$300K 0.05%
3,558
+6
+0.2% +$497
IBKC
323
DELISTED
IBERIABANK Corp
IBKC
$300K 0.05%
3,674
– –
STAG icon
324
STAG Industrial
STAG
$7.86B
$299K 0.05%
10,725
+190
+2% +$5.25K
HBCP icon
325
Home Bancorp
HBCP
$552M
$297K 0.05%
7,070
– –
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.