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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
301
Citigroup
C
$222B
$245K 0.04%
4,094
-15
-0.4% -$887
TEVA icon
302
Teva Pharmaceuticals
TEVA
$35.9B
$245K 0.04%
7,642
-144
-2% -$4.91K
NVDA icon
303
NVIDIA
NVDA
$5.01T
$244K 0.04%
95,280
-91,600
-49% -$244K
CHK
304
DELISTED
Chesapeake Energy Corporation
CHK
$243K 0.04%
200
+82
+69% +$99.6K
LHX icon
305
L3Harris
LHX
$55.9B
$240K 0.04%
+2,161
New +$231K
BDX icon
306
Becton Dickinson
BDX
$43.1B
$239K 0.04%
1,337
-220
-14% -$38.3K
CVS icon
307
CVS Health
CVS
$137B
$238K 0.04%
3,045
-166
-5% -$13.3K
NOC icon
308
Northrop Grumman
NOC
$77B
$238K 0.04%
1,005
+151
+18% +$35.9K
DHR icon
309
Danaher
DHR
$135B
$237K 0.04%
3,119
– –
LUMO
310
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$236K 0.04%
1,089
-44
-4% -$6.29K
EMLC icon
311
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$235K 0.04%
+6,363
New +$230K
MUB icon
312
iShares National Muni Bond ETF
MUB
$45.1B
$231K 0.04%
2,122
+6
+0.3% +$650
RIG icon
313
Transocean
RIG
$5.92B
$230K 0.04%
18,502
-800
-4% -$11K
UNP icon
314
Union Pacific
UNP
$183B
$230K 0.04%
2,163
+7
+0.3% +$747
IXUS icon
315
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$229K 0.04%
+4,187
New +$223K
VUG icon
316
Vanguard Growth ETF
VUG
$216B
$229K 0.04%
+11,328
New +$223K
SYY icon
317
Sysco
SYY
$39.7B
$228K 0.04%
4,388
– –
USB icon
318
US Bancorp
USB
$99.6B
$228K 0.04%
4,449
-321
-7% -$17.1K
ICF icon
319
iShares Select U.S. REIT ETF
ICF
$2.12B
$227K 0.04%
4,546
+442
+11% +$22.1K
IWN icon
320
iShares Russell 2000 Value ETF
IWN
$14.4B
$226K 0.04%
+1,955
New +$232K
AVGO icon
321
Broadcom
AVGO
$1.82T
$223K 0.04%
10,270
-1,780
-15% -$36.7K
GEO icon
322
The GEO Group
GEO
$4.13B
$223K 0.04%
+7,218
New +$207K
SA
323
Seabridge Gold
SA
$2.8B
$222K 0.04%
19,473
-20,984
-52% -$218K
IP icon
324
International Paper
IP
$22.3B
$221K 0.04%
4,606
-824
-15% -$41.3K
IBMF
325
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$218K 0.04%
8,000
– –
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.