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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
301
iShares Core High Dividend ETF
HDV
$14.4B
$249K 0.05%
15,085
-1,500
-9% -$24.1K
IBMG
302
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$249K 0.05%
9,797
+728
+8% +$18.5K
DD icon
303
DuPont de Nemours
DD
$18.6B
$248K 0.05%
1,707
-158
-8% -$22K
BRK.A icon
304
Berkshire Hathaway Class A
BRK.A
$1.07T
$245K 0.05%
1
– –
C icon
305
Citigroup
C
$222B
$245K 0.05%
+4,109
New +$222K
USB icon
306
US Bancorp
USB
$99.6B
$244K 0.05%
4,770
-97
-2% -$4.61K
LUMN icon
307
Lumen
LUMN
$6.53B
$243K 0.05%
+10,113
New +$257K
SYY icon
308
Sysco
SYY
$39.7B
$243K 0.05%
4,388
-2,863
-39% -$149K
DY icon
309
Dycom Industries
DY
$12.9B
$241K 0.05%
+3,000
New +$243K
SOXX icon
310
iShares Semiconductor ETF
SOXX
$44.2B
$241K 0.05%
5,925
+450
+8% +$17.4K
IFV icon
311
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$239K 0.05%
13,856
-534
-4% -$9.21K
CBI
312
DELISTED
Chicago Bridge & Iron Nv
CBI
$239K 0.05%
+7,380
New +$231K
UTF icon
313
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$238K 0.05%
+12,084
New +$243K
ETN icon
314
Eaton
ETN
$157B
$237K 0.05%
3,535
-125
-3% -$8.2K
HEPA
315
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
TFI icon
316
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$236K 0.05%
4,949
-899
-15% -$43.5K
FPE icon
317
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$235K 0.05%
12,380
– –
BBWI icon
318
Bath & Body Works
BBWI
$4.01B
$234K 0.05%
4,656
-124
-3% -$7.05K
OPK icon
319
Opko Health
OPK
$921M
$233K 0.05%
25,820
-4,260
-14% -$44.1K
DBB icon
320
Invesco DB Base Metals Fund
DBB
$306M
$231K 0.05%
+15,343
New +$226K
DBE icon
321
Invesco DB Energy Fund
DBE
$93.4M
$231K 0.05%
+16,971
New +$217K
NCV
322
Virtus Convertible & Income Fund
NCV
$374M
$231K 0.05%
9,033
+375
+4% +$9.7K
CIF
323
DELISTED
MFS Intermediate High Income Fund
CIF
$230K 0.05%
89,085
– –
MUB icon
324
iShares National Muni Bond ETF
MUB
$45.1B
$229K 0.04%
2,116
-6,901
-77% -$756K
UNM icon
325
Unum
UNM
$13.8B
$228K 0.04%
+5,137
New +$206K
11 12
13
14 15

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.