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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
301
Huntington Bancshares
HBAN
$35.1B
$251K 0.05%
25,433
+3,295
+15% +$31.4K
IFV icon
302
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$251K 0.05%
14,390
+213
+2% +$3.7K
DBS
303
DELISTED
Invesco DB Silver Fund
DBS
$251K 0.05%
+8,323
New +$258K
WRK
304
DELISTED
WestRock Company
WRK
$249K 0.05%
+5,139
New +$229K
MON
305
DELISTED
Monsanto Co
MON
$249K 0.05%
+2,440
New +$256K
OKE icon
306
Oneok
OKE
$58.7B
$246K 0.05%
4,777
+48
+1% +$2.27K
AVGO icon
307
Broadcom
AVGO
$1.82T
$245K 0.05%
14,210
-1,040
-7% -$17.4K
DD icon
308
DuPont de Nemours
DD
$18.6B
$245K 0.05%
+1,865
New +$249K
WPM icon
309
Wheaton Precious Metals
WPM
$50.6B
$243K 0.05%
9,002
+402
+5% +$11.1K
FPE icon
310
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$242K 0.05%
+12,380
New +$242K
ETN icon
311
Eaton
ETN
$157B
$241K 0.05%
3,660
-714
-16% -$46.2K
ECL icon
312
Ecolab
ECL
$75.6B
$238K 0.05%
1,953
+60
+3% +$7.24K
DG icon
313
Dollar General
DG
$25.9B
$237K 0.05%
3,386
-20
-0.6% -$1.69K
GNL icon
314
Global Net Lease
GNL
$1.87B
$237K 0.05%
9,696
+2,903
+43% +$72.8K
NCV
315
Virtus Convertible & Income Fund
NCV
$374M
$234K 0.05%
8,658
+4,456
+106% +$118K
BOE icon
316
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$233K 0.05%
19,000
+2,000
+12% +$24.2K
CSFL
317
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$233K 0.05%
13,125
– –
IBMG
318
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$232K 0.05%
9,069
+1,069
+13% +$27.4K
FRT icon
319
Federal Realty Investment Trust
FRT
$10.9B
$231K 0.05%
1,500
-100
-6% -$16.2K
MFV
320
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$229K 0.05%
40,190
+22,000
+121% +$124K
CIF
321
DELISTED
MFS Intermediate High Income Fund
CIF
$228K 0.05%
89,085
+48,600
+120% +$124K
FKO
322
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
$228K 0.05%
+9,309
New +$225K
BAC.PRL icon
323
Bank of America Series L
BAC.PRL
$3.95B
$226K 0.05%
185
– –
BXMX
324
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$226K 0.05%
17,051
– –
ICF icon
325
iShares Select U.S. REIT ETF
ICF
$2.12B
$226K 0.05%
+4,316
New +$233K
11 12
13
14 15

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.