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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRL icon
301
Cracker Barrel
CBRL
$1.2B
– –
-3,297
Closed -$486K
DLR icon
302
Digital Realty Trust
DLR
$73.7B
– –
-5,910
Closed -$386K
EUM icon
303
ProShares Trust Short MSCI Emerging Markets
EUM
$10.9M
– –
-6,690
Closed -$400K
FAB icon
304
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
– –
-10,330
Closed -$420K
FAD icon
305
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
– –
-8,550
Closed -$405K
FDS icon
306
Factset
FDS
$9.05B
– –
-1,373
Closed -$219K
FE icon
307
FirstEnergy
FE
$28.9B
– –
-7,618
Closed -$239K
FTSL icon
308
First Trust Senior Loan Fund ETF
FTSL
$2.31B
– –
-5,087
Closed -$246K
IGSB icon
309
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
– –
-5,828
Closed -$306K
IJJ icon
310
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
– –
-4,046
Closed -$233K
IJK icon
311
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-8,604
Closed -$338K
IVE icon
312
iShares S&P 500 Value ETF
IVE
$48.9B
– –
-6,443
Closed -$541K
IVW icon
313
iShares S&P 500 Growth ETF
IVW
$72.5B
– –
-21,708
Closed -$585K
MGM icon
314
MGM Resorts International
MGM
$11.7B
– –
-13,200
Closed -$244K
NAVI icon
315
Navient
NAVI
$774M
– –
-14,235
Closed -$160K
OIH icon
316
VanEck Oil Services ETF
OIH
$2.06B
– –
-662
Closed -$364K
OSUR icon
317
OraSure Technologies
OSUR
$273M
– –
-14,850
Closed -$66K
RYAAY icon
318
Ryanair
RYAAY
$29.5B
– –
-8,422
Closed -$271K
SSO icon
319
ProShares Ultra S&P500
SSO
$7.82B
– –
-195,880
Closed -$1.36M
WBA
320
DELISTED
Walgreens Boots Alliance
WBA
– –
-2,805
Closed -$233K
WMB icon
321
Williams Companies
WMB
$90.5B
– –
-12,966
Closed -$478K
HTY
322
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-10,509
Closed -$98K
SJR
323
DELISTED
Shaw Communications Inc.
SJR
– –
-12,383
Closed -$240K
CAJ
324
DELISTED
Canon, Inc.
CAJ
– –
-7,712
Closed -$223K
GSV
325
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-10,000
Closed -$4K
10 11 12
13
14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.