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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
301
Eaton
ETN
$157B
– –
-4,559
Closed -$308K
EXP icon
302
Eagle Materials
EXP
$6.6B
– –
-28,869
Closed -$2.2M
FXI icon
303
iShares China Large-Cap ETF
FXI
$4.31B
– –
-18,714
Closed -$863K
FXL icon
304
First Trust Technology AlphaDEX Fund
FXL
$2.47B
– –
-10,894
Closed -$385K
FXN icon
305
First Trust Energy AlphaDEX Fund
FXN
$398M
– –
-10,737
Closed -$214K
FXO icon
306
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-18,298
Closed -$434K
GBX icon
307
The Greenbrier Companies
GBX
$1.61B
– –
-5,050
Closed -$237K
HPQ icon
308
HP
HPQ
$23.5B
– –
-20,038
Closed -$273K
IP icon
309
International Paper
IP
$22.3B
– –
-10,525
Closed -$451K
IYE icon
310
iShares US Energy ETF
IYE
$1.74B
– –
-101,619
Closed -$4.31M
IYF icon
311
iShares US Financials ETF
IYF
$4.39B
– –
-105,326
Closed -$4.73M
IYH icon
312
iShares US Healthcare ETF
IYH
$3.11B
– –
-141,100
Closed -$4.48M
KSS icon
313
Kohl's
KSS
$2.03B
– –
-5,740
Closed -$359K
LEG icon
314
Leggett & Platt
LEG
$1.52B
– –
-9,061
Closed -$441K
LUMN icon
315
Lumen
LUMN
$6.53B
– –
-21,929
Closed -$644K
MDU icon
316
MDU Resources
MDU
$4.44B
– –
-35,438
Closed -$263K
KG
317
Kestrel Group
KG
$71.3M
– –
-719
Closed -$227K
PAGP icon
318
Plains GP Holdings
PAGP
$5.23B
– –
-3,184
Closed -$219K
PII icon
319
Polaris
PII
$4.15B
– –
-1,492
Closed -$221K
QCOM icon
320
Qualcomm
QCOM
$176B
– –
-4,510
Closed -$220K
QQQE icon
321
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
– –
-18,088
Closed -$589K
RCS
322
PIMCO Strategic Income Fund
RCS
$243M
– –
-19,154
Closed –
RGEN icon
323
Repligen
RGEN
$7.44B
– –
-8,600
Closed -$355K
RITM icon
324
Rithm Capital
RITM
$5.09B
– –
-11,389
Closed -$174K
RSPH icon
325
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
– –
-13,000
Closed -$207K
10 11 12
13
14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.